|
[Copyright © 1986
Harvard Journal of Law & Public Policy. Originally published as 9
Harv. J. L. & Pub. Pol'y 559-638
(1986). Permission for WWW use at this site generously
granted by Harvard University Journal of Law & Public Policy (www.law.harvard.edu/Students/life/stud_orgs/sp/sp3.html#jlpp)
and the author. For educational use only. The
printed edition remains canonical. For citational use please obtain
a back issue from William S. Hein & Co., 1285 Main Street,
Buffalo, New York 14209; 716-882-2600 or 800-828-7571.]
ARMED CITIZENS,
CITIZEN ARMIES:
TOWARD A JURISPRUDENCE OF THE
SECOND AMENDMENT
David
T. Hardy[*]
Few political
issues have been as hotly debated as firearm regulation, and yet few
constitutional guarantees have been treated with as much judicial
indifference as the Second Amendment's recognition of a "right
of the people to keep and bear arms." The sole Supreme Court
decision construing the right dates from forty years ago,[1]
and the principal ruling on its applicability to the States is a
century old.[2] In the absence of
authoritative judicial interpretation, Second Amendment
controversies tend to be inspired by actual or potential activities
of the legislative branch. The recent dearth of such
activities--until the enactment this year of a major reform of
federal firearms laws[3] --has led to
a similar dearth of legal commentary.[4]
(p.560)But recently, under the
combined impact of original historical research,[5]
a study of federal archives by the Senate Subcommittee on the
Constitution,[6] and a judicial
challenge to a local handgun ban,[7]
the Second Amendment has returned to its status as the most
controversial unsettled area of the Bill of Rights.
The Second Amendment to the
Constitution of the United States provides: "A well-regulated
Militia being necessary to the security of a free State, the right
of the people to keep and bear Arms shall not be infringed."[8]
The controversy over the meaning and ramifications of this
one-sentence declaration involves a clash between two and perhaps
three schools of thought. One school, which may be considered the
"individual rights" approach, holds that the Second
Amendment recognizes a right protecting individual citizens in the
peaceful ownership of private firearms for their private purposes.[9]
The second approach, broadly described as a "collective
rights" approach, argues that the right embodied in the Second
Amendment runs only in favor of state governments and seeks to
protect their maintenance of formal, organized militia units (p.561)such
as the National Guard.[10] In
addition, there appears to be a hybrid interpretation, which argues
that the right protected is indeed one of individual citizens, but
applies only to the ownership and use of firearms suitable for
militia or military purposes.[11]
This Article will demonstrate
that in light of the historical evidence, documentation of the
intent of the drafters of the Second Amendment and their
contemporaries, and the need to maintain a consistent standard of
constitutional interpretation, the individual rights approach is the
only approach that has any validity. It will then formulate a
proposed test intended to accommodate the purposes of the Framers to
developments in weapons technology that have produced infantry
weapons qualitatively more deadly than existed when the Bill of
Rights was drafted.
I. The Right to
Keep and Bear Arms:
A Historical Perspective
The
development of the right to keep and bear arms in English and
American law may best be analyzed by examining six periods. The
first can broadly be classified as the earliest history of the
right, in which the concept of individual armament gradually became
an accepted part of the English experience and part of the
"rights of Englishmen." The second is the crucial half
century from 1639 to 1689, which forged the English and American
concept of "rights" and (coming as it did less than a
century before the American Revolution) was familiar (p.562)history
to the framers of the American Constitution and Bill of Rights. The
third is the specifically American experience in keeping and bearing
arms before and during our War of Independence. The fourth is the
period during which our Constitution was drafted, debated and
verified; the fifth is that of the drafting and passage of the Bill
of Rights. The final period of relevance consists of treatment of
the right to keep and bear arms in early case law. Each of these
periods will be examined in turn.
A. Early Common Law
The concept
that there is a relationship between individual ownership of
weaponry and a unique status as "free Englishmen"
antedates not only the invention of firearms but also the
Norman-English legal system. The great English legal scholar,
William Blackstone, attributed the development to Alfred the Great,
asserting: "It seems universally agreed by all historians, that
King Alfred first settled a national militia in this kingdom, and by
his prudent discipline made all the subjects of his dominion
soldiers ...."[12] Recent
historical research has suggested that this is an understatement.
The early militia, or Fyrd, can now be traced at least to A.D. 690;
indeed, it is likely that "the obligation of Englishmen to
serve in the Fyrd of people's army is older than our oldest
records."[13] It is in any
event clear that, centuries before the Norman conquest, the Saxons
had evolved a military and political system in which every free man
was obligated by law to possess the weapons of an infantryman and to
serve in the Fyrd.[14] Under these
laws, "every land holder was obligated to keep armour and
weapons according to his rank and possessions; these he might
neither sell, lend nor pledge, nor even alienate from his
heirs."[15] This concept (p.563)was
radically different from the Continental feudal system, which
revolved around mounted and armoured men at arms and limited the
right of armament, and the duty of fighting in defense, to a
relatively small and wealthy class.[16]
The Norman conquest of 1066 saw
the most efficient form of military feudalism imported into England.[17]
But the new Norman rulers added some improvements intended to avoid
the central flaw of the feudal system. That flaw had lain in the
concept that the duty of military service was owed, not necessarily
to the national sovereign or government, but immediately to the
individual who had granted land to the person rendering service.
Because the military duty ran with the land, determining who owed
service and how many men he was obligated to provide soon became as
complicated and easily disputed as a title question in the period
before recording statutes. Further, it was possible that the same
individual might owe military service to two individuals in conflict
with each other, or that a major landholder would be able to call
upon his subordinate tenants to fight with him against the king.[18]
In 1086, William the Conqueror required every land holder to swear
directly to him "loyalty against all men."[19]
Maitland considered that the combination of this oath and Fyrd duty
was the crucial distinction between English and the Continental
political ideals.[20]
The Angevin monarchs continued
the tradition of individual armament. The Assize of Arms of 1181
strengthened the principle that every able bodied freeman was
required to provide weapons according to the worth of his chattels
and to serve the king at his own expense when summoned by the
sheriff of his (p.564)county.[21]
In 1253, another Assize of Arms expanded the duties still farther to
encompass not only free men, but also villeins, or serfs, who were
bound to the land and most certainly not free.[22]
Even the poorest and least free Englishman was required to have at
least a halberd (an eight-foot pole weapon mounting an ax-head and a
sharpened spike) and a dagger. Forcing serfs to obtain weapons was
hardly in accord with feudal ideals![23]
The ascendency of the longbow
as a characteristically English weapon reinforced this trend. The
longbow was an inexpensive weapon, suitable for mass armament of the
commoners, but had sufficient power to pierce the armour of a feudal
knight.[24] In the Thirteenth and
Fourteenth Centuries, English armies, composed largely of commoners
equipped with longbows, inflicted stunning defeats upon traditional
French feudal forces.[25] The
outcome was an English emphasis upon ownership of individual weapons
that appears incredible today. In 1285, Edward I reaffirmed the
earlier assizes and added the requirement that "anyone else who
can afford them shall keep bows and arrows."[26]
In the following century, Edward III ordered the sheriffs of London
to force "every one of said city (p.565)stronge
in body, at leisure time on holidays" to "use in their
recreation bowes and arrows."[27]
His successor, Richard II, established a national policy of
universal armament with projectile weapons, commanding that
"every Englishman or Irishman dwelling in England shall have a
bow of his own height," that each town maintain an archery
range, that games of dice, horseshoes, and tennis be banned in order
to force citizens to use the bow for sport, and that prices of bows
be controlled in order to make them available to even the poorest
citizen.[28]
This right and indeed duty to
keep and bear arms was subject at common law to only a few
limitations. Several early enactments prohibited appearing before
Parliament or the royal courts with force and arms.[29]
The Statute of Northampton prohibited Englishmen from using their
arms "in affray of the peace, nor to go or ride armed by day or
night in fairs, markets, nor in the presence of the justices or
other ministers."[30] The
enactment might on its face be read to indicate a prohibition on
carrying arms in most public assemblies. In fact, consistent with
the common law acceptance of widespread private armament, the royal
courts construed the ban to apply only to the wearing of arms
"accompanied with such circumstances as are apt to terrify the
people," holding that on the other hand, "persons of
quality are in no danger of offending against the statute by wearing
common weapons."[31]
The Tudor dynasty of the
Sixteenth Century found itself faced with new problems. First, the
increasing prevalence of firearms led to neglect of longbow
shooting, and, at least for the first half of the century, the
longbow was still considered the more useful military weapon.
Second, the invention of the wheelock, which did not require a
burning match for firing, (p.566)made
firearms truly portable and rendered possible extensive use of
pistols. On the Continent, the second consideration had already led
to a wave of weapon regulation. The Emperor Maximillian I attempted
to ban wheelock manufacture throughout the Holy Roman Empire in
1518; the French monarchy likewise imposed strict control upon
manufacture and sale of firearms and ammunition.[32]
In a nation like England, where every peasant was already required
by law to own a longbow and a supply of armour-piercing arrows,
banning firearms to protect the nobility against peasant revolt
would have been an exercise in futility. On the other hand, at least
while firearms were perceived as less deadly than the longbow, a
case could be made for restricting their use on the same basis as
other sporting activities that distracted from archery training.
That is, firearm shooting might be restricted because firearms were
not yet deadly enough. In 1503, Henry VII had already limited
shooting (but not ownership) of crossbows to those who held lands
worth 200 marks annual rental, but provided an exception for those
who shot out of the house in lawful defense of their dwelling.[33]
Eight years later, Henry VIII increased the property requirement to
300 marks, but disavowed any objective of general disarmament by
repeating the command that citizens "use and exercyse shootyng
in longbowes, and also have a bowe and arrowes contynually" in
their houses.[34] The same statute
required fathers to purchase bows and arrows for their sons who
reached the age of seven years and to train their sons in their use.[35]
In 1514, firearms were included within the ban on crossbows, so that
only the relatively wealthy (who would rarely fight as archers
anyway) could possess them.[36]
This measure was a total failure.
In 1533, the "Acte for
Shotyng in Crosbowes and Handgonnes" noted that notwithstanding
the earlier laws "many wylfull and lyght disposed persons from
tyme to tyme have attempted the breche or vyolacion of the same
statutes."[37] Rather than (p.567)trying
to make Englishmen comply with the law, this 1533 enactment sought
to make the law comply with the activities of Englishmen, by
dramatically reducing the property requirement for firearm ownership
to 100 pounds worth of lands per year. Eight years later, a second
enactment by the same name complained that "divers malicious
and evil disposed persons" had not only violated the earlier
laws but committed "shamefull murther, roberies, felonyes,
ryotts, and routs with crosbowes, little short handguns, and little
hagbutts."[38] Once again, the
statute was liberalized rather than tightened: Now it would apply
only to possession of small firearms, below one yard overall length
for some and three-quarters of a yard for others, and even this ban
was subject to exemptions for residents of towns shooting at target
ranges and in self-defense.[39]
Eventually, with increasing acceptance of the firearm as a military
tool, Henry VIII was driven to repeal the entire set of firearm
statutes by royal proclamation; subsequent attempts at revival were
unavailing.[40]
The early Tudor militia
emphasized individual marksmanship, (p.568)not
organization. The bulk of England's Sixteenth-Century wars had been
carried on without the militia, using largely vagabonds, beggars,
and other persons "pressed" into service by local
officials.[41] But the increasing
complexity of Sixteenth- and Seventeenth-Century warfare, which
emphasized coordination of infantry units armed with long spears
("pikes"), muskets or field artillery, and cavalry, made
improved organization essential.[42]
The Spanish Armada scare of 1588, moreover, illustrated the threat
of invasion by a large, well-organized force. The reign of Elizabeth
I saw an increased organization of the armed citizen army, complete
with mandatory annual drills and target practice.[43]
In her reign, the term "militia" first came into use, to
designate the entire body of armed citizenry;[44]
this was in distinction from the "train bands" or
"trained bands," which were a small part of the entire
militia chosen for special training with government-supplied arms.[45]
Thus, by the end of the Tudor
period, extensive armament of individual Englishmen and a general
obligation to serve in the militia had become an accepted part of
English law and tradition. The private armament of Englishmen was
striking to foreign visitors. In 1539, the French ambassador
reported that "in Canturbury, and the other towns upon the
road, I found every English subject in arms who was capable of
serving. Boys of 17 or 18 have been called out, without exemption of
place or person ...."; a few years later, the English
government was able to keep a body of 120,000 men available
throughout the summer.[46] This
universal armament was subject only to the most narrow of
exceptions. When Parliament in 1585 passed a bill to seize and store
the armour of "papist recusants" (p.569)(Catholics,
who were unable to take the Oath of Supremacy, which proclaimed the
Queen's religious supremacy), Elizabeth vetoed the legislation; only
in the following year did she permit it to become law, in a form
that permitted the armour to be seized and held for
"safekeeping" rather than forfeited to the government.[47]
Some, to be sure, were
disturbed at the widespread popularity of firearms and feared
illegal or rebellious use. But when the Privy Council in 1569
proposed government storage of militia firearms, almost unanimous
opposition was encountered on the part of local militia officials.[48]
Officials in Kent made a counterproposal: disavow all intent of
restricting gun ownership, allow unlimited hunting with guns, and
all shortages of militia firearms would solve themselves very
quickly.[49] The Privy Council
dropped its proposal.
The English citizen army was
not without imitators. When the French attempted a similar
experiment, seeking to organize 42,000 citizen soldiers, the result
was a failure. A contemporary noted of them that "they were
brought up in slavery, with no experience in handling weapons, and
since they have passed suddenly from total servitude to freedom,
sometimes they no longer want to obey their masters."[50]
Throughout the Tudor period, the English came to see widespread
ownership of weapons as the essence of being English, and free
English at that. In his work, "The Governance of England,"
written sometime between 1471 and 1476, Sir John Fortescue expounded
at length on the difference between the lot of the French peasant
(which he considered the result of absolute monarchy or jus
regale) as opposed to that of the English commoner (which he
considered the fruit of a constitutional monarchy). The French
peasants, he noted, have grown feeble, "not able to fight, nor
to defend the realme; nor thai haue wepen, nor money to bie thaim
wepen withall.... Werthurgh, the French kynge, hath not men of his
own reaume able to defend it, except as nobles.... Lo, this is the
frute of his jus regale."[51]
Sir Walter Raleigh, the later (p.570)patriot,
corsair, explorer, and historian, took a similar view. In his Maxims
of State, he assigned to the "barbarous and professed
tyranny" the plan "to unarm his people of weapons,"
while the "sophistical or subtle tyrant" would seek
"to unarm his people and store up their weapons, under pretence
of keeping them safe."[52]
Other historians have joined with Fortescue and Raleigh in
considering extensive private ownership of "wepens" to be
a factor in the moderation of monarchical rule and development of
the concept of individual liberties in Britain, at the same time
that royal absolutism was expanding on the Continent. Thomas
Macaulay, the Nineteenth-Century "new Whig" historian,
counseled his readers that while past generations of Englishmen held
their king to the line of the constitution:
they
also claimed the privilege of overstepping that line themselves,
whenever his encroachments were so serious as to excite alarm. If,
not content with occasionally oppressing individuals, he dared to
oppress great masses, his subjects promptly appealed to the laws
and, that appeal failing, appealed promptly to the God of battles.
They
might indeed safely tolerate a king in a few excesses; for they
had in reserve a check which soon brought the fiercest and
proudest king to reason, the check of physical force ...
resistance was an ordinary remedy for political distempers .... If
a popular chief raised his standard in a popular cause, an
irregular army could be assembled in a day.[53]
British
military historian Sir Charles Oman provides a case in point--that
of Henry VIII:
More
than once he had to restrain himself, when he discovered that the
general feeling of his subjects was against him. As the Pilgrimage
of Grace showed, great bodies of malcontents might flare up in
arms, and he had no sufficient military force to oppose them. His
"gentlemen pensioners" and his yeomen of the guard were
but a handful, and bows and bills were in every farm and cottage.[54](p.571)
The
militia system thus achieved a reasonable balance between order and
liberty, a balance rare today, and even rarer in the Sixteenth
Century.
B. 1639-1689: The Crucial
Half-Century
A careful
study of the half-century from 1639 to 1689 is crucial to a proper
understanding of the views of the framers of our own Constitution
and Bill of Rights. The Tudor and Stuart monarchs had increased the
power of the monarchy until many accepted that a king ruled by
divine right, subject (at most) to a few traditional rights of his
subjects. But the period from 1639 to 1689 saw a civil war between
Parliament and crown, one king executed for "crimes against the
people," a second deposed, a military dictatorship created and
ended, a Declaration of Rights enacted, and a new king and queen,
chosen by Parliament, required to accept the Declaration before
coronation. In that violent half-century, the concept of rights that
would dominate English (and thus American) thought of the next
century took form. The political party whose thought would so
greatly shape American views before the Revolution, the Whigs,[55]
was born in the conflicts of this period. When Jefferson, Madison,
and their contemporaries called for a bill of rights, they had to
hearken back barely a century for an English precedent.
During the reign of the Stuart
monarchs, opposition to the royal prerogatives mounted. As John
Dalrymple wrote barely a century after this period: "Various
causes contributed to this, besides the first great cause, the high
spirit of the people, indignant of their servitude." As he saw
it, the main cause of the spirit was the rise of the militia,
"composed not of military tenants and their vassals only, but
in which every freeman grasped a sword who had strength to wield it
...."[56] The approaching
conflict was not long delayed. Early in the Seventeenth Century,
increasing conflicts between the financial desires of the Crown and
the growing reluctance of Parliament to approve higher taxation
passively led Charles I simply to refuse to call Parliaments for
eleven long years. In 1640, however, the demands (p.572)of
a victorious Scottish army for a massive indemnity payment made
additional taxes, and thus a Parliament, inevitable. The new
Parliament (called the "Long Parliament" because it sat
for nine years) played its hand to the limit. Charles I's ministers
were attainted, and one executed; acts were passed that forbade the
dissolution of Parliament without its own consent, required the
calling of a Parliament every three years, expelled the Lords
Spiritual (the bishops, who were strongly royalist) from the House
of Lords, and destroyed the crown's "prerogative courts."[57]
Charles acquiesced in these revolutionary measures; the pill that
could not be swallowed came when Parliament demanded control of the
militia.[58] Charles's reply took
the form of an unsuccessful attempt to arrest five members of
Parliament for high treason. Virtually driven out of London in
August 1642, Charles raised the royal standard, the traditional call
for the mustering of an army.
The forces arrayed on both
sides were indifferently armed. One force that gave a good account
of itself boasted but 30 musketeers and 1,000 "clubmen,"
carrying the only weapon they could obtain, a wooden club.[59]
To make up the deficiency--and to minimize the possibilities of the
populace turning against him--Charles confiscated the arms of many
"trained bands."[60] The
results were hardly unexpected:
Wails of
despair were heard from city after city as the royal army
confiscated public magazines and disarmed local residents.
"The best of it is," a distraught and disarmed townsman
of Nantwich wrote, "if we stay at home, we are now their
slaves. Being naked, they will have of us what they list, and do
with us what they list." Forewarned and forearmed, and from
1642 Englishmen learned to hide their firearms and stockpile
weapons.[61]
As he
disarmed his opponents, Charles cajoled potential supporters (p.573)into
purchasing arms. He even wrote Catholic magnates, disarmed by his
lieutenants in earlier years, to explain that he had not really
meant for their firearms to be taken permanently, but only held in
temporary custody; if they would arm now, he would guarantee their
later possession, or reimburse them should they be disarmed at any
later date.[62] Charles's efforts
were to no avail; the Civil War ended in a total Parliamentary
victory. Charles's attempts to revive the conflict ended with his
trial and execution.
Parliament soon learned the
perils of attempting to dismount from a tiger. Attempts to dissolve
the army (conveniently ignoring that many of its regiments had been
unpaid for months) and to prosecute religious independents led to a
military takeover of the government. The precipitating event was an
attempt by Parliament to enact a Militia Ordinance; one of the first
acts of the new "Rump" Parliament, put into power by the
army, was to rescind the ordinance.[63]
In 1654, yet another Parliament was dissolved after it tried to
enact a similar law.[64] The new
Parliament was nominated by the officers of the army. Within the
year, Oliver Cromwell had pressured it into dissolution and replaced
it with yet another Parliament, which named him "Lord
Protector" of England. But, in 1655, even this Parliament began
to press for a reduction of the standing army and a revitalization
of the militia.[65] Cromwell made
the final step, dissolving Parliament and creating a military
government that divided the nation into eleven districts, each
headed by a major general whose duties included political
surveillance, censorship, and influencing elections.[66]
These were assigned a special militia, limited to slightly over
6,000 men in number, who were paid by the government on a yearly
basis.[67]
Following Cromwell's death, the
remnants of the Rump Parliament were recalled in May 1659, and
within a few months (p.574)enacted
laws requiring each householder in London and its suburbs to report
to the government all persons residing in his house, together with a
list of all arms or ammunition of each, and empowering government
officials to confiscate arms and ammunition upon a finding of
"just cause of suspicion and danger to the commonwealth."[68]
A week later, it passed "An Act for settling the Militia in
England and Wales."[69] The
title was misleading. The officials administering that statute were
to muster only "well-affected persons," and were on the
other hand empowered to
search
for and seize all arms, in the custody and possession of any
popish recusant, or other person that hath been in arms against
the Parliament, or that have adhered to the enemies thereof, or
any other person whom the Commissioners shall judge dangerous to
the peace of this Commonwealth.
The new
Rump Parliament did not last long. The commander-in-chief of its
army advanced on London with his own troops, overthrew the New Model
Army without a fight, and called a new Parliament. This Parliament
invited Charles II, son of the executed king, to return. The rule by
military junta was over, but this rule, which ended barely a century
before the American Revolution, left a bitter taste for all
concerned: "The soldier is no longer an injured citizen; he is
a danger to the state."[70]
The new king swiftly pensioned
off the New Model Army, keeping only troops that he felt would be
loyal to the new regime.[71] For
civilians, the reign began with repression of dissent. (p.575)A
vengeful Parliament enacted statutes liberalizing the definition of
treason and imposing censorship on the press--books on politics or
history now required a license from the Secretary of State. Other
enactments imposed religious conformity and required the demolition
of the protective walls of many towns that had sided with Parliament
during the civil war.[72] None of
these measures, however, addressed the most obvious barrier to
centralized royal control: By 1660, Englishmen were, in the words of
one historian, "armed to the teeth."[73]
Twenty years of political
strife had left individuals and towns heavily armed and the few guns
remaining in government hands were promptly stolen. Although the
main English army alone had numbered 60,000 men, Charles II found
only 3,000 guns in public arsenals.[74]
Using his own prerogative, in the absence of statute, Charles
reconstituted a very limited organized force and began trying to
disarm his opponents. He issued instructions commanding the Lords
Lieutenant of the militia to exercise their troops:
"well-affected officers chosen, the volunteers who offer
assistance formed in troops apart and trained; the officers to be
numerous, disaffected persons watched and not allowed to assemble,
and their arms seized ...."[75]
Five months later, he caused a militia bill to be introduced in the
Commons, but it encountered opposition based more on the harassments
and excessive gun searches by the organized militia than on the
terms of the bill.[76] Only in 1662
did Charles get (p.576)his
militia statute, after trumping up reports of various plots against
the government and stacking the committee considering the bill with
his father's former officers.[77]
Like the militia establishments under the Protectorate, Charles's
militia would be composed only of a small part of the
population--many fewer, indeed, than had been enrolled in the
militia in the less populous times of Elizabeth I.[78]
Under the militia statute,
those "charged" with providing a militiaman were exempted
from service if they hired a substitute in their place, and were
required to swear "that it is not lawful upon any pretense
whatsoever to take arms against the king". Other provisions of
the 1662 Militia Act empowered Lieutenants of the militia to
confiscate all arms owned by any person they "judge[d]
dangerous to the peace of the kingdom."[79]
To buttress these measures, Charles ordered gunsmiths to produce a
record of all weapons manufactured over the previous six months
together with a list of purchasers, and to file weekly reports on
firearms sold; carriers were forbidden to transport guns without a
royal license, and importation was limited.[80]
In 1671, Parliament imposed
measures aimed at general disarmament of the non-landowning
population. Hunting had long been a privilege of the upper class,
and poaching was discouraged by game laws that prohibited not only
the act of poaching but also the possession of hunting implements
such as nets or traps.[81] In 1671,
however, the Hunting Acts were amended to limit hunting to persons
with lands worth 100 pounds sterling per year (two and a half times
the figure required at the beginning of Charles II's reign and no
less than fifty times the electoral franchise requirement)
to eliminate the exception for those with four hundred pounds worth
of personal property (that is, the city merchants and
professionals), and to expand the list of items whose possession was
prohibited to non-hunters to include "any guns, [or] bows
...."[82] (p.577)The
Calendars of State Papers for the period are filled with examples of
enforcement of the various firearm laws: "Think Fauntleroy an
untoward fellow; arms for thirty or forty were found in his house
last year...."; a report of an arrest "for dangerous
designs, he having been taken on the guard, with a pistol upon
him," and a report of an arrest of seven Quakers of whom
"one, a gunsmith, confesses to fixing arms lately," were
typical.[83]
Charles was followed by his
brother, James II, who had built a reputation during their
Continental exile as an honest and forthright soldier. His major
drawback was that, while officially head of the Anglican Church and
king of a nation that barred Catholics from appointive office, James
was himself a Catholic and practiced his faith openly. Within a few
months, he was faced by a rebellion led by the Duke of Monmouth,
Charles II's charismatic illegitimate son, who portrayed himself as
the savior of Anglicanism. The local militia proved incapable of
stopping the rebellion, which was finally put down by regular
troops.[84] In response, James
greatly increased the regular army. Because no act existed that
authorized him to impose martial law, discipline was weak and
clashes with civilians were frequent.[85]
The arms confiscations were expanded. One Londoner noted that
James's officers "went from house to house to search for arms,
and 'tis said at some places quantities were seized."[86]
The kings of England had
traditionally held a "dispensing power" by which they
could make an occasional exception to (p.578)statutory
law.[87] James II used this
wholesale to permit Catholic officers to enter his army despite the
"Test Acts."[88] James
then requested authorization of a large standing army but was
rejected even by his normally compliant Parliament.[89]
These requests and his use of the dispensing power had fueled
popular suspicion of his intentions. James, it was rumored, intended
to impose his religion and royal absolutism by military force.
James also continued the arms
confiscations that had been begun by his brother, directing them
increasingly against the new Whig party, which opposed him. In
December 1686, orders were sent to six of the Lords Lieutenant of
the Militia, informing them that the King had heard "that a
great many persons not qualified by law under pretence of shooting
matches keep muskets or other guns in their houses," and that
the King therefore desired "that you should send orders to your
Deputy Lieutenants to cause strict search to be made for such
muskets or guns and to seize and safely keep them till further
order."[90] Records of the
period show many searches, executed under authority either of the
Militia Acts or of the Hunting Act.[91]
The political motivation was obvious: "There are signs that the
disarming of the people for good was an integral part of the Crown's
measures for destroying Whig [anti-royalist] powers of
resistance."[92] These
searches and confiscations caused a great deal of bitterness among
their victims.[93] (p.579)James
further issued an order "for disarming the population of
Ireland," which local authorities enforced heavily against the
English colonists.[94] This
disarmament was likewise resented: Lord Tyrconnel, Military
Commandant of Ireland, only a month later reported "informations
seeming to impute much of the unruliness of the Tories [local
bandits--the term came to have a political meaning later] to the
English being disarmed," but he agreed that "It is a thing
of great consequence what persons should be trusted with arms and
ought to be very well considered ...."[95]
James's civil policies
alienated the Whigs, and his religious policies alienated the
Anglican establishment, the normal bulwark of the throne. With both
of these forces against him, he was a marked man. In November 1688,
England was nominally "invaded" by his son-in-law, William
of Orange, and daughter, Mary, and James fled to the Continent. The
bloodless coup came to be known as the "Glorious
Revolution" ("revolution" at that time having almost
the opposite of its current meaning, being used to describe a
reversal of a radical change and a return to traditional norms
rather than the institution of such a change).[96]
The flight of James II posed
two major constitutional questions. The first was a problem for the
"establishment," now becoming known as the Tories: Given
that they adhered largely to the notion of kingship as a divine or
at least hereditary right, how could they justify recognizing
William or any other person as monarch at a time when James, who
unquestionably had been the King of England, was alive and asserting
his hereditary right? The second was a problem for the "country
party," the Whigs: How could they insure that the rights they
felt James had infringed would be guaranteed against future
infringements by the new monarchs or their descendants?
These problems were handled in
a practical, if not necessarily consistent, manner. A
"convention" Parliament formulated a Declaration of
Rights, proclaimed that James had abdicated (p.580)by
(in Whig theory) violating those rights and (in Tory theory) by
leaving England. William and Mary accepted the Declaration of Rights
as definitive of the rights of their subjects, agreed to govern in
accord with the Declaration, and thereupon assumed the role of
sovereigns. They then formally called a parliament, which enacted
the Declaration of Rights as the Bill of Rights.[97]
The Declaration was not
intended as a radical statement of the rights of individuals.
Because constitutional government was being held in limbo pending
its drafting and acceptance by the intended sovereigns, speed was
essential, and its principles had to be ones acceptable to virtually
all members of the legislature, from the most conservative Tory to
the most radical Whig. It was accordingly drafted, not to introduce
new principles of law, but merely as a "recital of the existing
rights of Parliament and the subject, which James had outraged, and
which William must promise to observe."[98]
This essentially conservative consensus would become the basis of
the English and American theory of rights that predominated during
the American Revolution eighty-six years later. For
constitutionalists of that period such as Edmund Burke and William
Blackstone, "1689 seemed the last year of creation, when God
looked down upon England and saw that it was good."[99]
Significant among the rights
recognized in the Declaration was an individual right to ownership
of arms. In the form finally adopted by both Houses, the Declaration
complained that James "did endeavor to subvert and extirpate
... the laws and liberties of the kingdom" by, inter alia,
causing his Protestant subjects "to be disarmed at the same
time when Papists were both armed and employed contrary to
law," and resolved "for vindicating and asserting their
ancient rights and liberties," (p.581)that
"the subjects which are Protestant may have arms for their
defense suitable to their conditions and as allowed by law."[100]
The Parliament went on to re-enact the Hunting Act, with one
significant change: Firearms were pointedly omitted from the list of
hunting equipment that could not be possessed except by the wealthy.[101]
"The provision in the Declaration of Rights that Protestant
subjects had a right to have arms suitable to their conditions and
as allowed by law was interpreted to mean that all Protestants,
whatever their condition, were permitted to have arms."[102]
A few modern writers have
claimed that the Declaration of Rights was not directed so much at
any disarmament of Protestants as at the fact that Catholics were
permitted to be armed while the Protestants had been disarmed:
"The imposition lay more in the discrimination than in the
disarming."[103] No
authority is cited for this conclusion, except personal surmise.
Historical data, such as the private arms confiscations that led to
the deposition of James and the subsequent repeal of the Hunting
Act's ban on firearms ownership, indicate that this is (p.582)an
incorrect interpretation. Additionally, the legislative history of
this section of the Declaration of Rights in the House of Commons
strongly suggests that an individual right was intended. Lord
Somers, a Whig leader who headed the committee charged with drafting
the Declaration,[104] penciled
notes of the Commons debates.[105]
Somers's notes reveal Parliament's great concern with the
confiscation of private arms collections, in particular under the
1662 Militia Act. Somers condensed a speech by Sir Richard Temple to
"Militia Bill--power to disarm all England--now done in
Ireland."[106] Another
member, a Mr. Boscawen, added a personal complaint: "arbitrary
power exercised by the Ministry.... Militia--imprisoning without
reason; disarming--himself disarmed ...."[107]
Sergeant Maynard then blasted the previous parliaments that had
enacted this legislation: "Some gross grievances for which we
are beholden to a Parliament, who cared not what was done, so their
pensions were paid-- Militia Act--an abominable thing to disarm the
nation ...."[108] Members of
the Commons, it can be seen, were primarily afraid of the
disarmament of individual Englishmen under the powers granted by the
Militia and Hunting Acts.
The attitude of the House of
Lords is even more clear. As passed by the Commons, the Declaration
of Rights would simply have noted that "The acts concerning the
Militia are grievous to the subject," and that therefore,
"It is necessary for the public safety that the subjects, which
are Protestants, should provide and keep arms for their common
defense; and that the arms which have been seized and taken from
them be restored."[109]
While this wording did call for the return of arms confiscated from
individuals, it still placed emphasis on the keeping of arms
"for the common defense." The House of Lords changed this
provision to: "The subjects which are Protestant may have arms
for their defense suitable to their conditions and as allowed by
law," and so omitted any notion of (p.583)"common
defense."[110] The
Declaration's introductory clause that condemned the arming of
Catholics was added during conference late in the drafting process
after both Houses had passed versions of the Declaration. The Lords
who proposed considered it only an aggravation of the real
violation: personal disarmament. "This is a further aggravation
fit to be added to the clause," is their entire explanation of
the conference amendment.[111]
The actions of both Houses are
thus consistent only with the view that an individual right was
intended. Indeed, modern British military historian J. R. Western,
who views the proceedings from the standpoint of the militia
movement rather than individual rights to own arms, has complained
of the final version: "The original wording implied that
everyone had a duty to be ready to appear in arms whenever the state
was threatened. The revised wording suggested only that it was
lawful to keep a blunderbus to repel burglars."[112]
This is, of course, consistent with the later actions of Parliament
in repealing the arms ban contained in the Hunting Act.[113]
This individual rights interpretation of the Declaration is also
consistent with colonial views of the right to bear arms. When
Maryland in 1692 enacted a militia statute based on the 1662 Act, it
added a provision that no "persons whatsoever shall presume at
any time to seize, press or carry away from the inhabitant resident
in this province any arms or ammunition of any kind whatsoever ...
any law, statute or usage to the contrary notwithstanding."[114]
A second important political
legacy of the Glorious Revolution is the eventual emergence of the
Whigs as a major political (p.584)party
and Whiggism as the dominant ideology of freedom.[115]
This had no small impact on the New World; John Adams estimated that
nine-tenths of Americans were Whigs by the outbreak of our
Revolution, and even the British general John Burgoyne admitted that
"I look with reverence, almost amounting to idolatry, upon
those immortal Whigs" responsible for the Declaration of
Rights.[116]
The early Whig theorists
unanimously stressed individual ownership of arms, the formation of
a citizen army, and the limitation of standing armies as the basis
of political freedom. They drew upon Sir Walter Raleigh, who wrote
that among the "sophisms of a barbarous and professed
tyranny" would be plans "to unarm his people of weapons,
money and all means whereby they may resist his power," while
the "sophistical or subtle tyrant" would plan "to
unarm his people, and store up their weapons, under pretence of
keeping them safe, and having them ready when service requireth."[117]
Algernon Sydney, a leading Whig thinker and politician executed by
Charles II, counseled that "No state can be said to stand upon
a steady foundation, except those whose whole strength is in their
own soldiery, and the body of their own people," and more
concisely, that in a proper commonwealth, "the body of the
people is the public defense, and every man is armed."[118]
The post-1688 Whigs maintained
the same principles. Roger Molesworth summed it well in his famous
foreword to Hotman's Franco-Gallia: "[T]he arming and
training of all the (p.585)freeholders
of England, as it is our undoubted ancient constitution, and
consequently our right; so it is the opinion of most Whigs, that it
ought to be put into practice."[119]
Molesworth praised the Swiss as examples of this wisdom and rejected
the Game Laws as a reason for disarming the poor: "The
preservation of the game is but a very slender pretence for omitting
it. I hope no wise man will put a hare or a partridge in balance
with the safety and liberties of Englishmen." James Harrington
expanded upon these principles in his Oceana, a Whig Utopia.
To Harrington, it was "the possession of land that gave a man
independence, this independence being in the last analysis measured
by his ability to bear arms and use them in his own quarrels
...."[120] In his Prerogative
of Popular Government, Harrington added that a republic is
virtually unconquerable because its citizens, "being all
soldiers or trained up unto their arms, which they use not for the
defense of slavery but of liberty" cannot be subdued: "Men
accustomed to their arms and their liberties will never endure the
yoke."[121] Harrington's
follower, Henry Neville, added that "democracy is much more
powerful than aristocracy, because the latter cannot arm the people
for fear they should seize upon the government."[122]
In the early Eighteenth
Century, Andrew Fletcher added his Discourse of Government with
Relation to Militias. Like Harrington, Fletcher shared
Machiavelli's admiration for the ancient armed republics of Rome and
Sparta.[123] Fletcher also noted
the contemporary example of the Swiss: "the freest, happiest,
and the people of all Europe who can best defend themselves, because
they have the best Militia."[124]
He saw his proposal "that the whole people of any Nation ought
to be exercised to Arms" as supported by both the common law
and by history; "and I cannot see, why Arms should be denied to
any man who is not a (p.586)Slave,
since they are the only true Badges of Liberty ...."[125]
His successor, James Burgh, was still more popular in the colonies.
Burgh devoted an entire chapter of his Political Disquisitions
to the Militia-Army issue. "No kingdom can be secured otherwise
than by arming the people," Burgh wrote, adding, "The
possession of arms is the distinction between a freeman and a
slave."[126] Writing on the
eve of the American Revolution, Burgh argued that the emerging
conflict was itself a product of ignoring these principles:
The
confidence which a standing army gives a minister, puts him upon
carrying things with a higher hand than he would attempt to do if
the people were armed and the court [royal officials] unarmed,
that is, if there were no land force in the nation, but a militia.
Had we at this time no standing army, we should not think of
forcing money out of the pockets of three millions of our
subjects. We should not think of punishing with military
execution, unconvicted and unheard, our brave American children,
our surest friends and best customers.... We should not--but there
is no end to observations on the difference between the measures
likely to be pursued by a minister backed by a standing army, and
those of a court awed by the fear of an armed people.[127]
The Whig
writings have more than purely historical interest. John Adam's
estimate that ninety percent of Americans were Whig sympathizers at
the time of the American Revolution has been mentioned, and many of
these American Whigs were deeply familiar with the writings of their
English predecessors.[128] John
Adams held special regard for Harrington, although he probably did
not endorse the 1779 proposal to change Massachusetts's name to
Oceana.[129] Adams and Madison
both studied Molesworth in detail; Jefferson's library (p.587)boasted
copies of Sydney, Molesworth and Harrington.[130]
These works, and those of Fletcher, were also owned by the likes of
Benjamin Franklin, John Hancock, and George Mason.[131]
When Burgh's Political Disquisitions were printed in the
colonies, Benjamin Franklin served as editor, and the subscription
list for the first edition included George Washington, Thomas
Jefferson, John Adams, John Hancock, and John Dickinson.[132]
The Harringtonian view
retained its vitality in England as well. Only a few years before
the drafting of our own Constitution, the Recorder of London, a
legal official roughly equivalent to the chief justice and general
counsel of the City, issued a legal opinion.[133]
This opinion accepted an individual right "of his Majesty's
Protestant subjects, to have arms for their own defense, and to use
them for lawful purposes," established "by the ancient
laws of this kingdom." Such a right to own arms was necessary
for "the suppression of violent and felonious breaches of the
peace, the assistance of the civil magistrate in the execution of
the laws, and the defence of the kingdom against foreign
invaders."[134]
Thus, by the Eighteenth
Century, the English tradition of individual armament had
crystallized into a conception of individual ownership of arms as a
specific political right supported by the entirety of Whig political
thought. This concept would exert even greater impact upon the
emerging American colonies than it had upon the Britain of the time.
C. The Right to Bear Arms in
Colonial America: "A People ... Discontented and Armed"
The
colonists in the New World needed private armament to a degree
unknown in their motherland. The early colonies were short on
fighting manpower, faced with external danger in the form both of
Indians and of rival Dutch, French, and Spanish colonists, and
heavily dependent upon hunting for their meat (p.588)supply.
It is thus not surprising all forms of firearms were soon present in
quantity. In September 1622, for instance, the Virginia colony
received a shipment of 300 muskets, "300 short pistols with
fire locks," plus bows, arrows, and spears.[135]
In 1623, the Virginia legislature forbade anyone to "go or send
abroad without a sufficient partie will armed," ordered that
"The commander of every plantation take care that there be
sufficient of powder and ammunition within the plantation" and
required that every dwelling house be palisaded for defense.[136]
Eight years later, it required that "All men that are fittinge
to beare armes, shall bring their pieces to church ...." for
drill and target practice,[137]
and by 1658, it required that every "man able to bear arms have
in-house a fixt gun ...." (apparently meaning a repaired and
functioning one).[138] The
American colonists quickly became the "greatest weapons-using
people of the epoch in the world."[139]
The breadth of armament was subject to few restrictions: In North
Carolina, for instance, blacks who had obtained their freedom from
slavery were also free to own as many arms as they desired; not
until 1840 were they first required to obtain a license.[140]
The colonists had no use for
regular troops, and instead concentrated upon refining the militia
system. In the early Seventeenth Century, four northeastern colonies
formed a military confederation that required thirty men out of
every company to be maintained so as to be ready upon half an hour's
notice; supporting these was a formidable general militia, one that
in Massachusetts in 1675 was capable of turning out 1200 militiamen
within an hour.[141]
The colonists often used their
firearms against their own governors. After Bacon's Rebellion in
1676, Virginia Governor William Berkeley had cause to describe his
misery at governing (p.589)"a
people where six parts of seven at least are poore, indebted,
discontented and armed."[142]
The Glorious Revolution in the mother country was met by a
simultaneous rebellions of the northeastern colonies against the
Royal Governor, Sir Edmund Andros, which rebellion saw Boston
"generally in arms"[143]
and the Governor besieged by several thousand armed colonists. By
the second half of the Eighteenth Century, "scarcely a decade
passed that did not see the people in arms to redress official
grievances."[144] The end of
the Seven Years War (known in the Americas as the French and Indian
War) left Britain with a sizable empire and large frontiers to
defend. Now the objective became the management of the empire:
Expansion into the interior was to be discouraged, in order to
maximize the lucrative fur trade with the Indians, revenue-producing
taxes were to be enforced, and a large standing army stationed about
the empire. These measures, the permanent stationing of large army
units in particular, stirred controversy. The colonists, who saw the
danger of Indian interference as diminished rather than increased
now that the French stronghold of Canada had fallen, observed that
the ranger units most useful against Indians were being dissolved
even as the regulars were being increased, and were highly
suspicious of British motives.[145]
Conflicts between soldiers and citizens rapidly increased and the
newspapers of the time were filled with reports of insults, fights,
robberies, and rapes attributed (correctly or not) to the British
troops.[146]
Against such regular forces,
the colonists asserted a right of individual armament and
self-defense they believed guaranteed by the Declaration of Rights.
The Boston Evening Post, for 3 April 1769, announced that
colonial authorities had urged the citizenry to take up arms, and,
in reply to the claim that this request was unlawful, observed that:
It is
certainly beyond human art and sophistry, to prove the British
subjects, to whom the privilege of possessing arms is
expressly recognized by the Bill of Rights, and who live in a
province where the law requires them to be equipped with (p.590)arms,
etc., are guilty of an illegal act, in calling upon one
another to be provided with them, as the law directs.[147]
A few weeks
later, the New York Journal Supplement referred to the same
measure, observing that:
It is a
natural right which the people have reserved for themselves,
confirmed by their Bill of Rights, to keep arms for their own
defense; and as Mr. Blackstone observes, it is to be made use of
when the sanctions of society and law are found insufficient to
restrain the violence of oppression.[148]
The
outbreak of the Revolution itself was largely the result of British
attempts to disarm the colonies. British enactment of the
"Coercive Acts" in retaliation for the "Boston Tea
Party" led to so vigorous a reaction that one British commander
wrote to warn that "the opposite party are arming and
exercising all over the country."[149]
Britain responded by banning all export of muskets and ammunition to
the colonies[150] and by ordering
General Gage to consider measures to disarm residents of rebellious
areas.[151] In September 1774, a
party of British regulars quietly emptied a militia powder magazine
in Massachusetts. Some colonists complained that this was "part
of a well-designed plan to disarm the people"; others spread an
incorrect report that six colonials had been killed during the raid.[152]
The effect was electric: Approximately 60,000 armed men turned out
from western Massachusetts alone, a force seven times the size of
the entire regular army stationed in the colonies.[153]
The effect of the British
efforts was to harden American resistance. The colonists began to
form the "minutemen," a nationwide select militia
organization. Radicals called for new elections for militia
officers, and the resulting elections effectively purged pro-British
officers from militia ranks and gave the radicals a firm hold on the
militia.[154] Movements to
upgrade (p.591)militia arms and
organization spread rapidly. Patrick Henry's famed "give me
liberty or give me death" speech, for instance, was in fact
directed to his resolution "that a well-regulated militia,
composed of gentlemen and freemen, is the natural strength and only
security of a free government."[155]
The British efforts continued,
however. In February 1775, a column of regular troops was dispatched
to seize firearms stored in Salem, Massachusetts. A confrontation
with local minutemen forced the column to back off to avoid
bloodshed.[156] Two months later,
Gage ordered a similar attempt against militia arms stored at
Concord. Again, the minutemen mustered, and this time shots were
fired. The British column was forced to withdraw into Boston with
heavy casualties; only the arrival of a rescue force with light
artillery enabled the column to escape swarms of unorganized but
heavily armed colonists.[157] The
British force was soon hemmed into Boston itself; an attempt to
storm Breed's Hill on the outskirts of the city was met by murderous
aimed fire[158] that left nearly
forty percent of the attacking force casualties.[159]
Any lingering doubts about the colonial love of firearms were
resolved when Gage offered to permit Bostonians to transact business
across his lines only if they first surrendered all firearms. The
predominantly urban population turned in no fewer than 1,800 muskets
and 634 handguns.[160] Nor did
the British woes end here. Only a few (p.592)days
before, Governor Dunmore of Virginia had successfully raided the
Williamsburg powder magazine--and promptly found his mansion
surrounded by armed militiamen.[161]
Virginians now made common cause with New Englanders: Dunmore's
mansion was soon sacked and 200 government muskets taken.[162]
A war was on--and colonists would not forget that a major cause was
the government's attempts at disarmament.
The role of the unorganized
militia in the Revolution has been, until recently, largely
unrecognized. The militia generally acquitted themselves poorly
during the major organized battles of the war,[163]
and were the subject of constant and bitter criticism.[164]
Recent scholarship has demonstrated, however, that the militia
played no small role in determining the Revolution's outcome. The
militia's functions included seizing immediate control of local
political machinery, harrassing isolated British units and thus
diverting manpower from their overstretched and undermanned armies,
suppressing Tory units and Indian raiding parties that would
otherwise have required responses from Washington's equally
undermanned regular units;[165]
and, by cutting off foraging parties, causing a supply problem that
would have forced the British to negotiate within a few years even
absent defeats in the field.[166](p.593)
The widespread American
ownership of arms did not go unnoticed in the mother country, where
it was often cited by English Whigs as a reason to negotiate rather
than use force. Pitt had early warned the House of Lords:
"Three millions of Whigs, with arms in their hands, are a very
formidable body.... The [Coercive] Acts must be repealed; they will
be repealed; you cannot enforce them."[167]
Thomas Paine, the colonial propagandist par excellance,
taunted the British commander Lord Howe with a theme that would
still be appropriate two centuries later: Faced with a well-armed
guerilla force, regular troops control only the ground under their
feet.[168]
The experience of the
Revolution thus strengthened the colonial perception of a link
between individual armament and individual freedom. The colonists,
who perceived themselves as staunch Whigs,[169]
continued to see free individual armament as Whig dogma.[170]
The British government and the Tories who supported it[171]
were seen as sponsors of arms confiscations and bans on the purchase
of firearms.[172](p.594)
D. Rights and Duties of Arms
Ownership Under the American Constitution
At the
close of the Revolution, the former colonies' national government
operated under the Articles of Confederation. These provided for
only narrow powers at the national level, and reserved broad powers
and duties to the individual states. The pre-1787 American
guarantees of rights are, accordingly, to be found in the state
bills of rights drafted during this period.
To be sure, not all of the
States then adopted constitutions, let alone bills of rights; many
were content to rely upon colonial charters.[173]
But the prominence given the right to arms in those popularly
ratified bills illustrates the importance attached to this right.
The recognition of this right in state bills of rights has a second
importance. It has been claimed that the Second Amendment's choice
of words (for example, a right "of the people" and a
reference to the importance of the militia) indicates a desire to
protect the States against federal infringement of their right to
possess an organized militia, not individuals in their rights to own
arms.[174] The inclusion of
parallel guarantees in state bills of rights entirely refutes this
view. There was at this period no federal government; these state
bills of rights were intended, not to grant power to the
state governments, but to reserve individual rights from
among the grants of state powers. The sole non-state political unit
then existing, in whose favor such a reservation could run, was the
individual. A careful examination of developments in the early state
declarations of rights is thus vital.
The first of the state
declarations of rights came in Virginia, in June 1776. The Virginia
declaration was, however, hurriedly drafted and considered, and the
records of the deliberations are all but nonexistent.[175]
Thomas Jefferson had proposed elaborate guarantees of freedom,
including a provision that no person thereafter entering the state
might be held in slavery, and a guarantee that "No freeman
shall ever be debarred the (p.595)use
of arms."[176] The Virginia
convention opted, however, for a simpler document written by George
Mason. Unlike subsequent declarations, this instrument was phrased
in exhortations and not commands. Suspension of laws was
"injurious to their rights, and ought not to be
exercised"; general warrants were "grievous and
oppressive, and ought not to be granted"; jury trial "is
preferable to any other, and ought to be held sacred"; freedom
of the press "can never be restrained but by despotic
governments."[177] In the
same style, it simply recognized that "a well-regulated
Militia, composed of the body of the people, trained to arms, is the
proper, natural and safe defence of a free State ...."[178]
Convention member James Madison would later use this exhortation as
half, and only half, of what became the Second Amendment to the
United States Constitution.
The Pennsylvania convention met
in July 1776, and produced a more specific series of guarantees.
Three noteworthy recognitions, missing in the Virginia declaration,
were freedom of speech, the right to assemble peaceably, and the
right to bear arms.[179] That the
last was seen as an individual right is clear from the text. The
first article of the Pennsylvania declaration recognizes
"certain natural, inherent and inalienable rights,"
including that of "defending life and liberty." The
thirteenth article recognizes that "the people have a right to
bear arms for the defense of themselves and the State."[180]
The intention to protect the individual is further illuminated by
the Pennsylvania Constitution of 1776 itself, which recognized that
"the inhabitants of this state shall have liberty to fowl and
hunt in seasonable times on the lands they hold, and on all other (p.596)lands
therein not inclosed ...."[181]
When some, not surprisingly, observed, that this was not appropriate
for a constitution, the Pennsylvania Evening Post replied
that, under the British hunting acts:
[T]he
possession of hunting dogs, snares, nets and other engines by
unprivileged persons has been forbidden and, under pretence of the
last words, guns have been seized. And though this is not legal,
as guns are not engines appropriate to kill game, yet if a witness
can be found to attest before a Justice that a gun has thus been
used, the penalty is five pounds or three months' imprisonment
....
"Thus,"
the Evening Post article explained, are "freeholders of
moderate estates deprived of a natural right. Nor is this all; the
body of the people kept from the use of guns are utterly ignorant of
the arms of modern war, and the kingdom effectually disarmed.... Is
anything like this desired in Pennsylvania?"[182]
The Pennsylvania format was adopted by Vermont's convention the
following year.[183] As an
explanation of these rights, Vermont's convention introduced its
declaration with the observation that "all men ... have certain
natural, inherent, and unalienable rights, amongst which are the
enjoying and defending life and liberty; acquiring, possessing and
protecting property; and pursuing and obtaining happiness and
safety."[184]
In apparent contrast to the
Pennsylvania and Vermont approaches, North Carolina recognized a
right to bear arms "for the defense of the State," and
Massachusetts recognized a right to keep and bear arms "for the
common defense."[185] The
contrast may not have been intentional; Massachusetts also
recognized, among the "natural, essential and unalienable
rights" of (p.597)all free
men "the right of enjoying and defending their lives and
liberties."[186] One
Massachusetts town meeting did go on record that "we deem it an
essential privilege to keep Arms in Our House for Our Own
Defense" and to complain that the "common defense"
qualifier might someday be read to allow the government to
"Confine all the fire Arms to some publick Magazine and thereby
deprive the people of the benefit of the use of them."[187]
Concerns such as these may have contributed to the rejection of the
"common defense" and "defense of the state"
qualifiers in subsequent state bills of rights--and ultimately, in
the federal second amendment.[188]
As the foundations of the
States were being fixed, those of the national government were being
questioned. In early 1787, the Congress called a convention to
propose amendments to the Articles of Confederation. The resulting
convocation chose to draft an entirely new constitution. The
incomplete notes of Constitutional Convention debates show little
disagreement over the right to keep and bear arms. The primary
concerns were establishment of a national government and the
delineation of its powers vis-a-vis the States. Accordingly, debates
over individual armament focused upon the need for federal versus
state control over the militia.[189]
The final product of this
militia-army dispute was a trade-off between Federalist and
Anti-Federalist positions. The Federalists prevailed on the issue of
regular army forces. These troops could not be kept by states and
could be raised by the national government subject to a two-year
limitation of appropriations.[190]
Anti-Federalists prevailed on militia issues. Congress could not
raise a militia. Rather it could only "provide for organizing,
arming and disciplining" this force. It could only
"govern" those in federal service, "reserving to the
states respectively the appointment of officers, and the authority
of (p.598)training the militia
according to the discipline prescribed by Congress."[191]
The drafting of the United
States Constitution only began the process. For months, the nation
engaged in a heated dispute over the terms of the proposed
Constitution. A major area of contention was the absence of a bill
of rights. Such bills--although originating in English law[192]
--had become an American obsession. Early forms of such bills were
adopted in Massachusetts in 1636, New Jersey in 1677, and New York
in 1683.[193] By 1787, Americans
regarded such measures as normal inventions of prudence. Theophilus
Parson emphasized that: "[A] bill of rights, clearly
ascertaining and defining the rights ... which every member of a
state hath a right to expect ... ought to be settled and
established, previous to the ratification of any constitution for
the state ...."[194]
Federalists sought to excuse
the omission of a bill of rights in the proposed Constitution on the
ground that because the national government was to be a government
of limited powers, the failure to delegate expressly to it the
authority to do such things as restrict freedom of the press or
establish a religion left it without any color of authority to do
such.[195] Spokesmen such as
Thomas Jefferson replied to this argument that "[a] positive
declaration of some essential rights could not be obtained in
requisite latitude" without a bill of rights.[196]
(Privately, Jefferson was less temperate on the subject, describing
a constitution in which the Executive could take away the rights
secured by such a bill as "a degeneracy in the principles of
liberty to which I had given four centuries instead of four
years.")[197] The lack of a
bill of rights led Richard Henry Lee (who years before had first
moved for the Declaration of Independence) and George Mason (drafter
of the Virginia Declaration of Rights) to refuse to sign the
convention's final (p.599)product.[198]
The ratification debates and
concurrent newspaper and pamphlet wars give much insight into the
contemporary understanding of the right to keep and bear arms. The
relevant portions of these center upon four interrelated
concerns--the power to raise armies, the question of the status of
the militia, and the individual keeping and bearing of arms as a
check on the standing army and new government, and the natural right
of self-defense. Each concern merits detailed examination, as do the
resulting demands by ratifying conventions for a bill of rights.
1. Individual Ownership of
Arms as a Check on Standing Armies
The
Anti-Federalists were quick to seize upon the obvious argument that,
while standing armies were anathema to Americans, Section 8 of
Article I of the proposed Constitution gave Congress carte blanche
to "raise and support armies." Federalists were hard put
to deny or to justify this provision. Instead, they sidestepped the
issue by arguing that the universal armament of individual Americans
removed the basis for concern: Standing armies were only dangerous
to liberty where the people were disarmed and unable to resist. As
Noah Webster contended in the first major Federalist pamphlet, aimed
at the people of Pennsylvania:
Before
a standing army can rule, the people must be disarmed; as they are
in almost every kingdom of Europe. The supreme power in America
cannot enforce unjust laws by the sword; because the whole body of
the people are armed, and constitute a force superior to any bands
of regular troops that can be, on any pretence, raised in the
United States.[199]
On a
similar theme, Segewick rejected the "chimerical idea ... that
a country like this could ever be enslaved" and asked the
Massachusetts convention to imagine whether an army bent upon
enslaving the nation "could subdue a nation of freemen, who
know how to prize liberty, and who have arms in their hands?"[200]
Madison, in Federalist No. 46, invoked "the advantage of
being armed, which the Americans possess over the (p.600)people
of almost every other nation" and avowed that if European
civilians were comparably equipped "it may be affirmed with the
greatest assurance that the throne of every tyranny in Europe would
be speedily overturned in spite of the legions which surround
it."[201] The Federalists
thus sought to make universal citizen armament an assumption
underlying the popular decision to ratify.
2. The Militia as Dependent
upon Universal Armament
Federalists
also advanced the existence of the militia as a counterpoise to the
risks of a federal standing army authorized by the proposed
Constitution. Hamilton, in Federalist No. 26, suggested that
"[i]t is not easy to conceive a possibility that dangers so
formidable can assail the whole union as to demand a force
considerable enough to place our liberties in the least jeopardy,
especially if we take into our view the aid to be derived from the
militia, which ought always to be counted upon as a valuable and
powerful auxiliary."[202]
Madison, in Federalist No. 46, argued that a standing army of
25,000 to 30,000 men would be offset by "a militia amounting to
near a half million of citizens with arms in their hands, officered
by men chosen from among themselves ...."[203]
The Anti-Federalists were not
persuaded. Their fears centered upon possible phasing out of the
militia in favor of a smaller, more readily corrupted select
militia. Proposals for such a select militia had already been
advanced by individuals such as Baron Von Steuben, Washington's
Inspector General, who proposed supplementing the general militia
with a force of 21,000 men given government-issued arms and special
training.[204]
An article in the Connecticut
Journal expressed the fear that the proposed Constitution might
allow Congress to create select militias: "this looks too much
like Baron Steuben's militia, by which a standing army was meant and
intended."[205] In
Pennsylvania, John Smiley told the ratifying convention that
"Congress (p.601)may give
us a select militia which will in fact be a standing army," and
worried that, with this force in hand, "the people in general
may be disarmed."[206]
Richard Henry Lee, who was the first to raise the question of a bill
of rights in the Constitutional Convention,[207]
dealt extensively with this concern in his widely-read pamphlet, Letters
from the Federal Farmer to the Republican.[208]
Lee warned that liberties might be undermined by creation of a
select militia that "[would] answer to all the purposes of an
army."[209] He concluded
that "the Constitution ought to secure a genuine and guard
against a select militia by providing that the militia shall always
be kept well organized, armed, and disciplined, and include,
according to the past and general usage of the states, all men
capable of bearing arms ...."[210]
It is noteworthy that Lee's role in the future Second Amendment did
not end with his service in the convention or his subsequent
advocacy of a bill of rights; he later served in the first Senate,
which extensively redrafted and then voted out the Second Amendment
in its current form.
3. Individual Citizen
Armament as the Guarantee of Freedom
Underlying
all these positions was a belief in the virtue of individual citizen
armament as a guarantee of individual freedom. Few phrased the
matter as clearly as Lee's Letters from the Federal Farmer:
"To preserve liberty it is essential that the whole body of the
people always possess arms and be taught alike, especially when
young, how to use them ...."[211]
Lee's opponent, James Madison, put it more fluently in Federalist
No. 46:(p.602)
Besides
the advantage of being armed, which the Americans possess over the
people of almost every other nation, the existence of subordinate
[state] governments ... forms a barrier against the enterprises of
ambition .... Notwithstanding the military establishments in the
several kingdoms of Europe, which are carried as far as the public
resources will bear, the governments are afraid to trust their
people with arms.[212]
4. Individual Arms and
Self-Defense as a Natural Right
Others
saw the issue as a straightforward one of self-defense. "Common
Sense," writing in the New York Journal and Daily Advertiser,
argued that, under the proposed Constitution, "a citizen may be
deprived of the privilege of keeping arms for his own defense"
or denied jury trial in civil cases.[213]
The emphasis on self-defense had been shared by the Pennsylvania and
Massachusetts bills of rights, which had listed among the most
fundamental rights of the citizens that of "defending their
lives."[214] The issues
relating to the militia and to individual armament were inevitably
interrelated. Patrick Henry, for instance, referred to the militia
as "our ultimate safety" while elaborating that "the
great object is that every man be armed" and "everyone who
is able may have a gun."[215]
Framers such as George Mason saw individual armament as the central
object and the militia as a peripheral issue. Mason warned the
Virginia convention that the British plan had been "to disarm
the people--that was the most effectual way to enslave them--but
that they should not do it openly; but to weaken them and let them
sink gradually, by totally disusing and neglecting the
militia."[216]
5. Convention Demands for a
Constitutional Guarantee of a Right to Keep and Bear Arms
While
these and related concerns were not sufficient to prevent (p.603)ratification,
they were sufficiently disturbing to lead a number of ratifying
conventions to accompany their vote with a call for a bill of
rights. These calls are especially relevant to any construction of
the Bill of Rights, because they were the concrete manifestation of
the people's desire for such guarantees and represent the perceived
needs that the Bill of Rights was meant to address. The first demand
for an individual right to bear arms was advanced in a minority
report from the Pennsylvania ratifying convention, which emphasized:
That
the people have a right to bear arms for the defense of themselves
and their own state, or the United States or, the purpose of
killing game; and no law shall be passed for disarming the people
or any of them, unless for crimes committed or real danger of
public injury from individuals ....[217]
The
Pennsylvania delegates thus not only stressed the individual nature
of the right they wanted recognized, but also made it clear that the
right to "bear" arms extended to self-defense and even
hunting.[218] They did not quite
secure enough votes to condition Pennsylvania's ratification upon
such a call, but their report was circulated throughout the
remaining states and was carefully studied by advocates of a bill of
rights in the other conventions.[219]
Madison, when drafting the Bill of Rights in the First Congress,
worked from a reprint of state demands that was headed by the
Pennsylvania report.[220]
The movement for a bill of
rights next surfaced in Massachusetts, where patriot leader Samuel
Adams proposed a demand that included the statement: "[t]hat
the said constitution shall never be construed to authorize Congress
... to prevent the people of the United States who are peaceable
citizens from keeping their own arms ...."[221]
When New Hampshire gave the Constitution its needed ninth vote for
ratification, it appended (p.604)a
demand for a bill of rights to include the guarantee that
"Congress shall never disarm any citizen except such as are or
have been in actual rebellion."[222]
Three later conventions, while giving the right of arms-bearing
first listing, attached a guarantee of militia status. Virginia
proposed "that the people have a right to keep and bear arms;
that a well-regulated militia composed of the body of the people
trained to arms is the proper, natural and safe defense of a free
state."[223] New York
proposed the same with the minor modification that the militia was
to be one "including the body of the people capable of bearing
arms."[224] North Carolina
accompanied a refusal to ratify with a demand identical to
Virginia's.[225]
With the close of the
ratifying conventions, the Constitution secured both the necessary
votes for its legal effect and the approval of the States necessary
for its practical operation. At the same time, the call for a bill
of rights was obvious and pressing. The call to include a right of
arms bearing was no less pressing. State conventions had made no
fewer than five appeals for such a right; such accepted rights as
freedom of speech, of confrontation, and against self-incrimination
could boast but three endorsements.[226]
E. The Second Amendment to
the Federal Constitution
It is
difficult for a Twentieth-Century American to understand the outlook
of those who drafted the Bill of Rights. In order to understand
those individuals, we must first understand that they lived at a
time of changing political perceptions, which included a new theory
of rights. In their age, the concept of "rights" was a
living thing, part of the innermost life of all thinkers and those
who aspired to understand the art of good government. Rights were
not conceived of as codifiable-- trapped within a written document.
Codification of such concepts clarifies them to a certain extent,
but to a larger extent, it (p.605)kills
them. In our own age, the concept of "rights of man" has
become absorbed into that of "constitutional rights,"
consisting mainly of rights expressly listed in the Constitution and
its amendments or recognized in specific decisions of the Judiciary.
This approach would have been foreign to many late
Eighteenth-Century thinkers, to whom the concept of
"rights" was a part of their life and being, a concept to
be lived rather than researched. Even Alexander Hamilton, scarcely
the most liberal of the patriots, had seen no problem in replying to
the Tory objection that because New York had no charter rights, it
had no true rights:
The
sacred rights of mankind are not to be rummaged for among old
parchments or musty records. They are written, as with a sunbeam,
in the whole record of human nature, by the hand of divinity
itself, and can never be erased or obscured by mortal power.[227]
This view
largely explains why, although Madison assumed the role as chief
sponsor and drafter of the Bill of Rights, his references to the
document are for the most part slighting. To Jefferson he wrote
that, while he had favored such a Bill of Rights, "At the same
time, I have never thought the omission a material defect, nor been
anxious to supply it even by subsequent amendment, for other reason
than that it is anxiously desired by others."[228]
He referred to existing bills of rights as mere "parchment
barriers," which were cheerfully violated "by overbearing
majorities in every state," and he was at most prepared to
describe his creation as "calculated to secure the personal
rights of the people so far as declarations on paper can."[229]
The notion that Madison and his contemporaries thought that their
Bill of Rights was intended to embody rights woven from the whole
cloth may thus be discarded. Their intent was not to create
entirely new rights; it was to embody a present consensus of opinion
about the obvious rights of human beings.[230]
Indeed, Madison began his drafting efforts (p.606)by
purchasing a pamphlet that conveniently listed the amendments
proposed by the state ratifying conventions, and his list of
amendments was chosen from that pamphlet.[231]
He did not intend any listed right, much less his right to keep and
bear arms, to be superfluous: His correspondence makes obvious that
he knew that amendments had to secure a two-thirds majority of each
house of Congress and three quarters of the States, and he therefore
included only rights that were "objectionable in the eyes of
none."[232]
Of all the rights that Madison
drafted, the right to keep and bear arms was then one of the least
controversial. Freedom from establishment of religion forms an
interesting contrast. New Hampshire and Massachusetts had, after
all, guaranteed in their own constitutions a power of the state to
employ Protestant teachers "of piety and morality" and to
compel the people to attend their sermons.[233]
Madison had, with cause, written Jefferson of his worry that even
raising this issue in a bill of rights might prove
counterproductive: "[T]he rights of conscience, in particular,
if submitted to the public definition would be narrowed much more
than they are likely ever to be by an assumed power."[234]
Nor was freedom of the press sacrosanct: Jefferson had told Madison
that "a declaration that the federal government will never
restrain the presses from printing anything they please, will not
take away the liability for false (p.607)facts
printed." A dozen years after the Bill of Rights, New York
courts not only upheld criminal libel prosecutions but ruled that
truth was no defense.[235] Only
three state conventions had proposed guarantees of freedom of
speech, while proposals on the right to keep and bear arms surfaced
in seven.[236]
Added to this background was
the fact that the owning, collecting, and using of guns was then
universal. Washington is estimated to have owned over fifty
firearms, including rifles, shotguns and a number of pistols, while
Jefferson's records show frequent reference to purchase, repair, and
shooting of his guns, and Madison himself collected firearms on a
smaller scale.[237] Ownership of
firearms was regarded as both a personal pursuit and as the basis of
character and citizenship. In later life, Madison wrote of
oligarchies that they "could not be safe ... without a standing
army, an enslaved press, and a disarmed populace."[238]
Jefferson, on the one hand, wrote Washington that "one loves to
collect arms" and, on the other, in advising a nephew on the
virtues of exercise, wrote "As to the species of exercise, I
recommend the gun. While this gives a moderate exercise to the body,
it gives boldness, enterprise and independence to the mind."[239]
To late Eighteenth-Century Americans, arms ownership was the right
and duty of free men, and liberal allowance of such ownership the
hallmark and guarantee of a free government. Few put it as
succinctly as Madison's good friend, Joel Barlow:
Only
admit the original, unalterable truth, that all men are equal in
their rights, and the foundation of everything is laid; to build
the superstructure requires no effort but that of natural
deduction. The first necessary deduction will be, that the people
will form an equal representative government .... Another
deduction follows, that the people will be universally armed, ....
A people that legislate for themselves (p.608)ought
to be in the habit of protecting themselves, or they will lose the
spirit of both.[240]
Given this
background, it is scarcely surprising that a right to keep and bear
arms would have been inserted in the Bill of Rights. Nor is it
surprising that such right appears to have been intended as a
specifically individual right. Madison's rather wordy initial
proposal had indeed placed the right to arms first and incorporated
a conscientious objection clause: "The right of the people to
keep and bear arms shall not be infringed, a well-armed and
well-regulated militia being the best security of a free country;
but no person religiously scrupulous of bearing arms, shall be
compelled to render military service in person."[241]
Madison's notes for the speech
he gave upon the introduction of the Bill of Rights in the First
Congress further document that this was intended as an individual
right. These notes contain a list of reasons for proposing the
amendments, including a note that he should "read the
amendments--they relate first to private rights."[242]
The outline lists what appears to be a listing of objections to the
limited nature of rights under the English unwritten constitution,
most notably the Declaration of Rights of 1689. It first objects
that this is merely an act of Parliament and second that the
guarantees are inadequate. A part of the latter argument notes that
the bearing of arms was limited only to Protestants, as indeed it
had been ("The subjects that are Protestant may have arms for
their defence suitable to their conditions, and as allowed by
law."):
Falacy on
both sides--especy as to English Decln. of Rts.--
1. Mere act of Parlt.
2. No freedom of press--conscience
3. Gl Warrants--Habs. Corpus
4. Jury in civil causes--Criml.
5. Attainders--arms to Protts.[243](p.609)
That
Madison intended this right to be an individual one, not merely a
protection of the States' right to organize a formal militia, is
borne out by his placement of the right. Madison's initial plan,
(only rejected late in the House deliberations) was to designate the
amendments as inserts between specific sections of the existing
Constitution, rather than as separate amendments to be added at the
end of that document.[244] He did
not designate the right to keep and bear arms as a limitation on the
militia clause contained in Section 8 of Article I. Instead, he
placed it as part of a group of provisions (together with freedom of
religion and the press) to be inserted in "Article 1st, Section
9, between Clauses 3 and 4."[245]
This would have placed it immediately following the designation of
the few individual rights protected in the original Constitution,
relating to suspension of habeas corpus, bills of attainder and ex
post facto laws. Madison viewed the right he was designating as
related to those of freedom of speech and press, rather than
congressional powers to regulate the militia.
This understanding was
mirrored by Madison's contemporaries. Only a week after introduction
of his proposals, an article explaining their effect was published
in the Federal Gazette and Philadelphia Evening Post.[246]
The author was Tench Coxe, a friend of Madison who had, years
before, attended with Madison the Annapolis convention that led to
Virginia's call for a constitutional convention.[247]
The Federal Gazette's explanation for Madison's right to keep
and bear arms proposal reads:(p.610)
As civil
rulers, not having their duty to the people duly before them, may
attempt to tyrannize, and as the military forces which must
occasionally be raised to defend our country, might pervert their
power to the injury of their fellow-citizens, the people are
confirmed by the next article in the right to keep and bear their
private arms.
On the day
of publication, Coxe sent a copy of the article with a cover letter
to Madison.[248] Madison
responded, noting that "the printed remarks enclosed in it are
already [those that] I find in the Gazettes here," a testimony
to the popularity of Coxe's explanations. Madison took no issue with
Coxe's explanation, but instead replied with praise, concluding,
that the proposed bill of rights was "indebted to the
cooperation of your pen."[249]
Later in the summer, the Philadelphia
Independent Gazetteer reprinted another explanatory article from
a Massachusetts journal. This article asserted with parochial pride
that "[i]t may well be remembered that the following amendments
to the new constitution of the United States, were introduced to the
convention of this Commonwealth by ... Samuel Adams" and
specifically listed Adams's call for a ban on all laws that might
"prevent the people of the United States, who are peaceable
citizens, from keeping their own arms," as an antecedent of
Madison's resolutions.[250] Both
these contemporaneous articles thus stressed an "individual
rights" and not an "organized militia" understanding
of the proposed bill of rights.
In the House of
Representatives, Madison's proposals were referred to committee, and
when reported to the floor, had been modified slightly to bring the
militia reference to the front of the amendment: "A well
regulated militia, composed of the body of the people, being the
best security of a free state, the right of the people to keep and
bear arms shall not be infringed; but no person religiously
scrupulous shall be compelled (p.611)to
bear arms."[251]
This provision led to
relatively little controversy in the House. What controversy there
was related to the last phrase dealing with conscientious objection,
which was ultimately omitted by the Senate.[252]
The provision passed by a voice vote.
Of the debates in the Senate
we have no record; at this point in time, the Senate debates were
conducted in secret and not even briefly reported, and only the
conclusory minutes are available. However, those minutes make it
clear that the Senate rejected a proposal to limit the right to keep
and bear arms to keeping and bearing "for the common
defense,"[253] thereby
ensuring that the right would not be limited to specific
military-related activities.
Commentaries by early American
legal scholars also shed light on the true nature of the right to
bear arms. One of the first such commentaries was drafted by St.
George Tucker, then a professor of law at the College of William and
Mary, and later a justice of the Virginia Supreme Court. He brought
a comprehensive perspective, born of experience with constitutional
issues, to his scholarship. Tucker had himself lived through the
political controversies of the time. As a law student, he had
listened to Patrick Henry's "Give me liberty or give me
death" speech, and has left us one of only two detailed
accounts of the debate that provoked Henry's oration.[254]
During the Revolutionary War, he served as a colonel in the Virginia
militia, fought with distinction at Guilford Courthouse and
Yorktown, and was wounded in action several times.[255]
He was a lifetime friend of Jefferson--indeed, Jefferson had in his
younger days helped plant the trees in front of the Tucker house[256]
--and, in later years, a nostalgic Jefferson acknowledged Tucker as
one (p.612)of his
"earliest and best friends, and acquaintances."[257]
With Madison and Tench Coxe, Tucker was one of the delegates to the
Annapolis Convention.[258]
Tucker's brother Thomas was a senator from North Carolina during the
First Congress and often visited Tucker during recesses, and
Tucker's closest friend, John Page, represented Virginia in the
House of Representatives.[259] A
person with a much better position to examine the Bill of Rights
could hardly be imagined.
Early in the Nineteenth
Century, Tucker published a five-volume edition of Blackstone's Commentaries,
each volume containing footnotes and an appendix comparing the
American law and Constitution to British common law. Tucker's work
remained the primary American commentary on Blackstone for half a
century, and the treatise most frequently cited by the Supreme Court
until around 1827.[260] Jefferson
praised it as "the last perfect digest of both branches of
law."[261] Tucker's
commentaries on the American law left no doubt that he viewed the
Second Amendment as an individual right of the citizen. To
Blackstone's listing of the "fifth and last auxiliary right of
the subject ... that of having arms suitable to their condition and
degree and such as are allowed by law," Tucker added a footnote
to the effect that "The right of the people to keep and bear
arms shall not be infringed. Amendments to C., U.S., art. 4, and
this without any qualification to their condition or degree, as is
the case in the British government."[262]
In an appendix, he expanded upon the advantages of the American Bill
of Rights over the English common law:
The
right of self defence is the first law of nature; in most
governments it has been the study of rulers to confine this right
within the narrowest limits possible. Whenever standing armies are
kept up, and the right of the people to keep (p.613)and
bear arms is, under any color or pretext whatsoever, prohibited,
liberty, if not already annihilated, is on the brink of
destruction. In England, the people have been disarmed, generally
under the specious pretext of preserving the game; a never-failing
lure to bring over the landed aristocracy to support any measure
.... True it is, their Bill of Rights seems at first view to
counteract this policy; but their right of bearing arms is
confined to Protestants, and the words "suitable to their
condition or degree" have been interpreted to authorize the
prohibition of keeping a gun or other engine for the destruction
of game, to any farmer, or inferior tradesman, or other person not
qualified to kill game.[263]
Nor was
Tucker the only contemporary authority with this view. William Rawle
was a Quaker who sat out the war, studying law in New York and in
England, where he was admitted to the bar of Middle Temple.[264]
During the Constitutional Convention, he met with many delegates
informally.[265] He was offered
an appointment as the first Attorney General by George Washington,
which appointment he declined for family reasons;[266]
the decision left him free to serve in the Pennsylvania Assembly
when it ratified the Bill of Rights.[267]
In 1825, he drafted his View of the Constitution, which was
soon "adopted as a textbook in many of the institutions of
learning in the United States."[268]
Rawle divided the Second
Amendment into two clauses and (p.614)discussed
each separately. In regard to the first clause, recognizing that
"a well-regulated militia is necessary to a free state,"
he discussed the risk both of standing armies and of undisciplined
militia and concluded: "The duty of the state government is to
adopt such regulations as will tend to make good soldiers with the
least interruption of the ordinary and useful occupations of
civilian life."[269] He
continued with a discussion of the right to keep and bear arms
clause:
The
corollary, from the first position is that the right of the people
to keep and bear arms shall not be infringed. The prohibition is
general. No clause in the Constitution could by any rule of
construction be conceived to give to Congress a power to disarm
the people. Such a flagitious attempt could only be made under
some general pretence by a state legislature. But if in some blind
pursuit of inordinate power, either should attempt it, this
amendment may be appealed to as a restraint on both.[270]
Tucker and
Rawle's individual rights understanding was joined later in the
century by Justice Joseph Story, who, in his great Commentaries,
suggested that the right to keep and bear arms "offers a strong
moral check against the usurpation and arbitrary power of rulers;
and will generally, even if these are successful in the first
instance, enable the people to resist and triumph over them."[271]
Thomas Cooley, no less an eminent American legal scholar, espoused
the individual rights interpretation in even stronger words:
It may
be supposed from the phraseology of this provision that the right
to keep and bear arms was guaranteed only to the militia; but this
would be an interpretation not warranted by the intent. The
militia, as has been elsewhere explained, consists of those
persons who, under law, are liable to the performance of military
duty, and are officered and enrolled for service when called upon.
But ... if the right were limited to those enrolled, the purpose
of this guaranty might be defeated altogether by the action or
neglect to act of the government it was meant to hold in check.
The meaning of the provision undoubtedly is, that the people, from
whom the militia must be taken, shall have the right to keep and
bear arms, and they need no permission or regulation of law for
the purpose. But this enables the government to have a (p.615)well-regulated
militia; for to bear arms implies something more than mere
keeping; it implies the learning to handle and use them in a way
that makes those who keep them ready for their efficient use; in
other words, it implies the right to meet for voluntary discipline
in arms, observing in doing so the laws of public order.[272]
To
Madison, his contemporaries, and the earliest constitutional
commentators, there was little doubt that the Second Amendment
recognized an individual and natural right to keep and bear arms.[273]
F. The Second Amendment in
the Courts
The
Nineteenth Century saw the creation of a considerable amount of case
law construing state laws affecting the right to keep and bear arms.
The earliest series of decisions came in response to the enactment
of concealed weapons laws in frontier (p.616)states.
The general thrust of these decisions was that the right to keep and
bear arms was an individual right, but that the bearing of arms
could be subjected to reasonable regulations. A later series of
cases grew primarily out of post-Civil War enactments, in the former
Confederate states, of general bans upon carrying all or some
handguns. These cases generally gave rise to what has earlier in
this Article been defined as a "hybrid" right: This
conceives of the right as an individual one, but covering only
individual use of weapons suitable for military use or training. The
narrow "collective right" interpretation, which holds that
the Second Amendment right only extends to organized militia units
and individuals participating in militia activities, appears in none
of these cases. Only in 1905 was such an interpretation put forward.[274]
The "collective right" approach was unknown, not only to
the Framers and their contemporaries, but also to their children and
grandchildren.[275]
The earliest bans on carrying
concealed weapons were enacted in Kentucky and Louisiana in 1813.
Other states followed suit. In Kentucky, the law was stricken as
violative of the right to keep and bear arms, the court arguing that
any restriction upon the exercise of that right was sufficient to
render the statute invalid.[276]
In Louisiana and Alabama, the laws were upheld, the courts accepting
the right as an individual one but treating the statute as a
regulation of the manner of exercising the right rather than as an
infringement of it.[277] As
concealed weapons statutes spread, so did the judicial challenges to
them and, in later rulings, the position of the Louisiana and
Alabama courts was generally accepted.[278]
Some of these courts felt compelled to add dicta clarifying
that only a limited regulation of the right (p.617)was
permissible. The Alabama Supreme Court, for instance, added the
comment: "[W]e are inclined to the opinion that the legislature
cannot inhibit the citizen from bearing arms openly,
because it authorizes him to bear them for the purpose of defending
himself and the state, and it is only when carried openly that they
can be effectively used for defense."[279]
The Supreme Court of Tennessee added: "The citizens have the
unqualified right to keep the weapon, it being of the
character before described, as being intended by this provision. But
the right to bear arms is not of that unqualified character."[280]
Later statutes going beyond a
simple ban on concealed carrying were struck down. Georgia, in 1837,
completely banned the sale of handguns, exempting "such pistols
as are known and used as horsemen's pistols," which term at
that time was used to designate the largest and heaviest handguns.[281]
Despite the lack of a state bill of rights, the Georgia Supreme
Court had no difficulty striking down the enactment.[282]
The Georgia court simply held that the Second Amendment applied to
the state as well as to the federal government.[283]
The court, moreover, explained its view of the Second Amendment:
The right
of the whole people, old and young, men, women and boys, and not
militia only, to keep and bear arms of every description, and not
merely such as are used by the militia, shall not be infringed,
curtailed, or broken in on, in the smallest degree; and all this
for the important end to be attained: the rearing up and
qualifying of a well regulated militia, so vitally necessary to
the security of a free state.[284](p.618)
This broad
construction of the Second Amendment secured the indirect
endorsement of the United States Supreme Court in the Dred Scott
case, which played such a role in bringing on the Civil War.[285]
Chief Justice Taney, in arguing that the Framers of the Constitution
could not have intended free black Americans to be citizens, listed
what the court perceived to be the rights of citizens at that time:
For if
they were so received, and entitled to the privileges and
immunities of citizens, it would exempt them from the operations
of the special laws and police regulations which they [the states]
conceive to be necessary for their own safety. It would give to
persons of the negro race, who were recognized as citizens in any
one state of the union, the right to enter every other state
whenever they pleased .... [A]nd it would give them full liberty
or speech in public and in private upon all subjects upon which
its own citizens might meet; to hold public meetings upon
political affairs, and to keep and carry arms wherever they went.[286]
The
antebellum cases at both federal and state levels thus gave
unqualified support to an "individual rights" view of the
Second Amendment.
The end of the Civil War
brought Reconstruction, as well as a lengthy and bloody internal
conflict, to the Southeast. It is hardly surprising that a new
series of firearm laws sprang into existence in that region, or that
prompt and vigorous judicial challenges ensued. The outcome of the
challenges varied widely. The antebellum cases had generally held
that keeping a firearm was absolutely protected while some modes of
carrying a weapon could be regulated. The postbellum cases generally
held that the existence of constitutional protection keyed upon
whether the weapon was a type whose possession or use aided military
skills. The postbellum period was thus the period of ascendancy of
the "hybrid" interpretation of the right to keep and bear
arms.
The first of the challenged
postbellum statutes was enacted in Tennessee. In 1869, the
legislature forbade the carrying of pistols and certain other
weapons in elections, fairs, races and other "public assemblies
of the people."[287] In
1870, Tennessee amended its constitution and added the provision
that "the (p.619)Legislature
shall have power, by law, to regulate the wearing of arms with a
view to prevent crime."[288]
The state legislature then prohibited the carrying of "any belt
or pocket pistol or revolver" whether "publicly or
privately."[289] The ban on
carrying all pistols was voided. The Tennessee Supreme Court
distinguished between arms that were "adapted to ... the
efficiency of the citizen as a soldier" and "arms
worn or which are carried about the person." The right to the
former class of arms was absolutely protected. The right to carry
these arms to places like church or a public assembly, where it was
unnecessary to acquire familiarity or to train with them, was
restricted.[290]
The following year, Texas
likewise prohibited the carrying of "any pistol, dirk, dagger,
slung-shot, sword-cane, spear, brass-knuckles, bowie-knife
...." on or about the person, except for "immediate and
pressing" self defense.[291]
The statute was subjected to a prompt judicial challenge. In English
v. State, the Texas Supreme Court held that the Second Amendment
applied to the States as well as to the federal government: "[T]hough
most of the amendments are restrictions on the general government
alone, not on the States, this one seems to be of a nature to bind
both the State and the National legislatures, and doubtless it
does."[292] It also held,
however, that the arms whose possession and carrying is protected by
the Second Amendment are "the arms of the militia man or
soldier." The Court listed the weapons thus protected according
to the branch of the service using the weapon: "the musket and
bayonnet ... holster pistol and carbine ... the field piece, siege
gun and mortar, with sidearms," depending upon the branch of
service.[293]
Four years later, Arkansas
enacted a similar statute banning the carrying of, inter alia,
"any pistol of any kind whatever."[294]
The Arkansas court that reviewed the inevitable challenge held that
the Second Amendment was a restraint only on federal action and went
on to examine the law under the state constitution (p.620)that,
however, protected the right to keep and bear arms only for the
"common defense."[295]
It held that the "arms" that were protected by the
Arkansas Constitution were such "as are found to make up the
usual arms of the citizen of the country, the use of which will
properly train and render him efficient in the defense of his own
liberties, as well as of the state."[296]
These included "the rifle, of all descriptions, the shotgun,
the musket and repeater," which last category included
"the army and navy repeaters that, in recent warfare, have very
generally superseded the old-fashioned holster [pistol]," but
not including "the pocket pistol."[297]
Although the statute banned carrying "of any pistol of any kind
whatever," the court construed it to apply only to the small
pocket pistols which it found were not "effective as a weapon
in war" and could therefore be regulated.[298]
Two years later, the same
court struck down a conviction where the trial judge had instructed
the jury upon the statute's literal words rather than the court's
limiting construction. The court observed: "[T]o prohibit the
citizen from wearing or carrying a war arm, except upon his own
premises or when on a journey traveling through the country with
baggage, or acting as or in aid of an officer, is an unwarranted
restriction upon the constitutional right to keep and bear
arms."[299] The
"hybrid" interpretation enunciated in these case--holding
that individuals, not the organized militia, are beneficiaries of a
right to bear arms, but that the right is applicable only to militia
or military-related arms--was common in late Nineteenth-Century
jurisprudence.[300]
Paradoxically, this
"hybrid" construction of the Second Amendment has been
hardly a factor at all in the Twentieth Century. The Twentieth
Century saw the birth of the narrow "collective right"
interpretation in the 1905 Kansas decision of City of Salina v.
Blaksley,[301] where the
court held that the right to (p.621)keep
and bear arms extends only to members of organized militia units.
Other cases tended, to a very great degree, to split between this
view and the older "individual right" approach, with
virtually no mention of the hybrid interpretation.[302]
Paradoxically, one of the few
mentions of the hybrid approach in Twentieth-Century case law comes
from the United States Supreme Court. The case, United States v.
Miller, involved a challenge to the National Firearms Act of
1934, which required registration of, and a $200 tax on, transfers
of certain arms, chiefly machine guns, "sawed-off"
shotguns, and rifles.[303] The
district court had dismissed a prosecution against one Jack Miller,
based upon transportation of a "sawed-off shotgun,"
finding that the statute usurped the police power reserved to the
States and also violated the Second Amendment. A direct appeal was
taken to the United States Supreme Court, which reversed the
dismissal.
The Supreme Court noted that
the Second Amendment was drafted "with obvious purpose to
assure the continuation and render possible the effectiveness"
of the militia and therefore "must be interpreted and applied
with the end in view."[304]
It went on, however, to define the term "militia" broadly
and found that, in the light of history and American law:
[T]he
militia comprised of all males physically capable of acting in
concert for the common defense. "A body of citizens enrolled
for military discipline." And further, that ordinarily when
called for service these men were expected to appear bearing arms
supplied by themselves and of the kind in common use at the time.[305]
However,
the district court had taken no evidence on the military usefulness
of nature of the firearm in question, and the (p.622)Supreme
Court noted that "certainly it is not within judicial notice
that this weapon is any part of the ordinary military equipment or
that its use could contribute to the common defense."[306]
It accordingly reversed and remanded.
Miller was subsequently
widely construed as an endorsement of the "collective
right" approach. Yet a close reading of the decision shows that
it is actually an endorsement of the "hybrid" view.
Nowhere does the Court indicate that the right to keep and bear arms
is to be limited to organized militia. The judicial notice that the
trial court had incorrectly taken related, not to Jack Miller's
membership in any organized militia unit-- indeed, there is no
indication he ever claimed such membership--but solely to the nature
of the weapon that he was carrying. The authority upon which the
Supreme Court relied, Aymette v. State,[307]
was not a "collective right" decision at all and did not
indicate that membership in an organized militia unit was pivotal or
even relevant. The one thing certain about the Miller
decision is that it is not in any way a decision in favor of the
"collective right" approach.
II. A Textual
Analysis of the Second Amendment
The Second
Amendment may also be analyzed from a purely textual standpoint,
albeit with the caveat that we must proceed cautiously in any
analysis from the text alone. The drafters of the Bill of Rights did
not irrationally designate "the" right of freedom of
speech, "the" right of freedom of press, or
"the" right to keep and bear arms. Their purpose was not
to weave rights from original materials, but to designate ones
already known and for the most part readily defined by consensus
among their contemporaries.[308]
One who creates a right may be expected to delineate its hitherto
unknown limits in some detail; one who recognizes an accepted right
is unlikely to feel bound to fill in every detail of its extent.
Additionally, it is best (p.623)always
to resolve the doubts of a textual analysis in favor of a liberal
construction of a constitutional guarantee.[309]
A close textual analysis of the
Second Amendment strongly suggests an individual rights
interpretation. For purposes of this analysis, the text of the
amendment will be divided into five parts.
"A well-regulated
militia, being necessary to a free state ...."
The
"collective right" approach relies on this phrase to the
almost complete exclusion of the rest of the Second Amendment's
language. The collective right approach rests upon two premises: (1)
This language indicates the remainder of the Second Amendment was
meant only to protect the organization known as "the
militia," and (2) "the militia" describes (and only
describes) organized militia units such as the modern "National
Guard."[310]
There are several obvious
difficulties with this argument. The first is logical. Emphasis on
an effective militia does not rule out the protection of an
individual right as a means to achieve that objective. As noted
above, individual armament was seen by some Framers as a useful
means to keep a standing army from developing. Thus, proof of a
militia-related intent does not exclude other purposes, yet
the essence of the collective right position is the belief that the
Second Amendment has no purpose other than the militia.
The second flaw is historical.
The term "militia" first came into the English language at
about the time of the Spanish Armada invasion scare and came to be
used to designate the entire body of people capable of bearing arms.
This term was distinguished from "trained bands," men who
received special training and government-supplied weapons.[311]
This distinction continued in
effect throughout early American history. Organized militia units
were never known simply as "militia," but usually as
"select militia". Significantly, the (p.624)Framers
of the Constitution were as vociferous in their criticism of
organized militia units as they were in their praise of the general
militia.[312] Among both American
and English Whigs, such select militia were regarded as suspect and
were frequently likened to a standing army.[313]
It seems highly unlikely that the Framers would have devoted an
entire amendment to the protection of an organization they regarded
as subversive of their rights.
Significantly, the original
definition of militia is still a matter of current law. Existing
federal statutes define the unorganized militia of the United States
as including all males between certain age brackets and certain
females.[314] Many state laws
define the term even more broadly.[315]
The argument that the Second
Amendment was intended to protect only state governments in the
formation of organized militia units is also undermined by the fact
that many state constitutions had, at the time of the framing of the
Second Amendment, provisions similar to the Amendment that either
recognized a "right of the people" to keep and bear arms,
or recognized the importance of a militia.[316]
If the right in question related solely to protecting the state
against federal interference, there would be little reason to put it
in state bills of rights (particularly those adopted before there was
a federal government) as well as the federal Bill of Rights.[317]
The only reason for recognizing such a right in both state and
federal constitutions would be to create a right secure against
infringement by either state or federal governments. This
necessarily suggests that the right at issue is an individual right.(p.625)
Moreover, the assertion that
the National Guard is the constitutional militia is untenable. The
National Guard simply is not the constitutional militia. In fact,
the National Guard was specifically organized to avoid
classification as a militia. The Constitution designates only three
conditions under which the federal government may call forth the
"militia": invasion, insurrection, or necessity to execute
the laws of the Union.[318] All
three conditions suggest that the militia may operate only within
the territorial United States. Indeed, a 1912 opinion of the
Attorney General established that the "militia" may not be
called forth for foreign duty.[319]
However, the United States needed some reserve military units that
could be used for service outside its borders. After the federal
government's power to draft citizens for military service was
upheld, it became clear that the federal power to raise and support
armies could include the organization of military personnel other
than militiamen.[320]
Accordingly, the federal government proceeded to draft wholesale the
members of organized state militias for service in the First World
War, breaking up the existing units and treating their members on a
par with ordinary draftees.[321]
The result was inexpedient to the military and offensive to the
units involved. Not long after the war, the National Guard
Association resolved: "We favor appropriate amendments of the
National Defense Act so that the federally recognized National Guard
shall be at all times, whether in peace or war, a component of the
Army of the United States ...."[322]
In response to this resolution,
Congress passed the Army Reorganization Act of 1920. The Act
provided that "The Army of the United States shall consist of
the regular army, the National Guard while in the service of the
United States, and the organized reserves ...."[323]
This statute obviously did not apply to the peacetime National
Guard. Thirteen years later, however, new legislation made the
National Guard a part of the army at all times.[324](p.626)
It did
this by conferring a new status on the Guard, by constituting it a
reserve component of the Army, to be known as the National Guard
of the United States. In its militia capacity, the National Guard
was organized and administered under the Militia Clause of the
Constitution, and available only for limited duties .... The
purpose of the 1933 Act was to obviate this in the future; there
was to be no more drafting of national guardsmen. The National
Guard of the United States, in its capacity as a reserve Component
of the Army, was organized and was to be administered under
the Army clause.[325]
Indeed,
the 1933 enactment abolished the "Militia Bureau" and
instituted in its place the "National Guard Bureau."[326]
The existing National Guard can hardly be considered the
constitutional militia, much less the sole group protected
by the Second Amendment. This distinction was drawn even more
clearly in the debates on a 1940 joint resolution on calling the
National Guard into the federal service.[327]
The Senate Subcommittee on the Constitution recently concluded:
"That the National Guard is not the 'militia' referred to in
the Second Amendment is even clearer today .... The modern National
Guard was specifically intended to avoid status as the
constitutional militia, a distinction recognized by 10 U.S.C.
Section 311(a)."[328](p.627)
The Second Amendment's
introductory clause, relating to a well-regulated militia, is not by
its express terms a limitation or restriction of the right
recognized in the following clause. It is, at best, an explanation
of the partial motivation for creating such a right and not a
statement of its outer boundaries. Even where such language is
expressly made a part of a general right, the courts have generally
not viewed that right as limited by it. The clearest example is the
First Amendment's recognition of a "right of the people
peaceably to assemble, and to petition the government for a redress
of grievances." The right to assemble is expressly limited to
assembly to petition the government, and the debates over the
proposal in the first House of Representatives centered exclusively
upon assembly to petition members of Congress and the effects of
such a petition.[329] But with
the exception of one century-old decision, now uniformly ignored,[330]
the courts have not hesitated to construe the right to assembly to
include a right to "associate" whether for political or
other motives, and have extended this to political groups who were
hardly likely to be interested in submitting petitions to the
legislature.[331] To consider the
introductory clause to the Second Amendment a limitation upon the
right (p.628)expressly granted
in the Amendment would be to enshrine inconsistency in
constitutional interpretation.
Finally, as discussed above,
Madison drew primarily from state bills of rights and ratification
convention demands in drafting the Bill of Rights. The antecedents
of the "well-regulated militia" clause of the Second
Amendment are clearly the Virginia ratification demand and its
predecessor, the 1776 Virginia Bill of Rights. The latter, as
previously mentioned, dealt only with a well-regulated militia and
phrased all its guarantees as hortatory statements rather than
commands. Yet if Madison and the First Congress had intended only
to ensure the existence of a militia, they could have stopped there.
That they did not--that the subsequent clause recognizing a right of
the people to keep and bear arms survived both Madison's synthesis
and both House's elimination of redundancies--illustrates forcefully
the intent to address also the concerns raised in other states that
individual rights of arms bearing needed protection as well. It is
to the latter portions of the Second Amendment that we must now
turn.
"The right of the
people"
A few
commentators have suggested that the phrase "the right of the
people," contained in the Second Amendment indicates that the
right conferred was collective, because the Framers used
"people" to mean "states."[332]
This argument is probably the weakest of the collective rights
claims. A simple examination of the Bill of Rights shows that the
Framers frequently used the phrase "right of the people"
to designate individual rights. The Fourth Amendment refers to the
"right of the people" to freedom from unreasonable
searches and seizures; the First Amendment recognizes a "right
of the people" to assemble; the Ninth Amendment provides that
the enumeration of rights in the Bill of Rights "shall not be
construed to deny or disparage others retained by the people."[333](p.629)
The Framers, moreover, did draw
a distinction between "the people" and "state
governments." The Tenth Amendment's provision that all powers
not expressly delegated by the Constitution are reserved "to
the states respectively, or to the people," indicates that the
Framers viewed the two as different entities and were quite capable
of using the term "states" when they meant
"states."
Nor can we ignore the vital
role played by the use of the words "We the people" in the
Preamble to the Constitution. The phrase establishes that the
Constitution was an expression of the will of citizens not state
governments, and could not therefore be dissolved by state action.[334]
The argument for a collective right approach based on the Framers'
use of the words "right of the people" can be discarded.
If anything, the use of that term (as opposed to "the right of
the states") indicates an intention to create an individual
right analogous to that recognized in the First, Fourth, and Ninth
Amendments and retained by the same "people" whose compact
was reflected in the Constitution itself.
"To Keep and bear"
It has
occasionally been argued that the use of the term "bear
arms" is a military one because the bearing of arms is a phrase
more familiar in a formal military sense than in a civilian sense.
Soldiers "bear" arms; civilians "carry" them.
Most conspicuously, a recent article by Don Kates employs this
assertion to conclude the Second Amendment guarantees a right to
arms outside the home only for military service.[335]
Yet, the right safeguards not only the bearing of arms, but also the
keeping of arms. The concept of keeping has no special
military connotation. Keeping is not often used in any but a common
sense. Moreover, the historical evidence suggests that this argument
is erroneous and that in the Seventeenth and Eighteenth Centuries
"bear arms" was often used in relation to civilian
carrying. James Harrington, the Seventeenth-Century Whig writer
whose works were found in the libraries of Eighteenth-Century (p.630)American
statesmen,[336] considered that
the independence of a citizen was "in the last analysis
measured by his ability to bear arms and use them in his
own quarrels ...."[337]
Samuel Johnson's 1755 dictionary defined "bear" as
"to convey or carry."[338]
The minority report of the Pennsylvania ratifying convention
proposed recognition of "a right [of citizens] to bear arms for
the defense of themselves and their own state, or the United States,
or for the purpose of killing game." The reference in both the
Vermont and Pennsylvania Declarations of Rights to a right of the
people to "bear arms in defense of themselves" as well as
of the state reinforces this understanding of the term's meaning.[339]
In Eighteenth-Century terminology, "bear arms" carried no
exclusively military connotations and included carrying for such
varied purposes as self defense and hunting.[340]
Reliance on the use of the term "bear arms" as support for
a collective rights approach, is accordingly, questionable.
"Arms"
The
collective right theory does not heavily depend upon the
construction given the word "arms," because it emphasizes
the nature of weapon use rather than the nature of the weapon.
However, the distinction between the individual right approach and
the "hybrid" approach centers upon the proper scope of
this term. The hybrid approach requires a narrow construction:
"Arms" means only those arms suitable for militia or
military training or duty--leaving for disposition in particular
cases the factual issue of which arms are suitable for these
purposes. The individual rights approach argues that the term
"arms" should be interpreted according to its commonly
understood meaning of instruments suitable for defense or offense.
Little can be done to elaborate upon either view. As noted above,
the Pennsylvania minority report's use of "arms" in
conjunction with self-defense and hunting, and the Vermont and
Pennsylvania (p.631)uses in
relation to self-defense, does suggest that contemporaries of the
Framers (and specifically those whose proposals were intended to be
incorporated into what became the Second Amendment) viewed the term
"arms" as inclusive of more than military-issue weapons.[341]
The refusal of the first Senate to limit the Second Amendment to
keeping and bearing of arms "for the common defense"[342]
likewise argues against a narrow construction of "arms" to
those suitable for militia or military duty. The contemporaries of
the Framers were familiar with the entire spectrum of firearms
available today: "Among eighteenth-century civilians who
traveled or lived in large cities, pistols were common weapons.
Usually they were made to fit into pockets, and many of these small
arms were also carried by military officers."[343]
It is difficult to argue that the use of the term "arms"
was intended to have a very narrow and restrictive meaning when
firearms suitable for hunting or self defense were included in the
common conception of the term.
"Shall not be
infringed."
The closing
phrase of the Second Amendment favors neither the collective nor the
individual right interpretation, but its absolute language suggests
that the Framers intended to recognize the right in the strongest
possible language. Early courts and commentators were in accord with
this view, stressing that "No clause in the Constitution could
by any rule of construction be conceived to give to Congress a power
to disarm the people."[344]
Some early courts and commentators even suggested that the choice of
the term "shall not be infringed" rather than "Congress
shall make no law" (as is used in the First Amendment)
indicated a desire to prohibit such action by states as well as the
federal government.[345](p.632)
Summary
A
collective right approach to the Second Amendment requires us to
ignore evidence of the Framers' understanding of the right to keep
and bear arms, including the demands that brought about a Bill of
Rights, the terms chosen to recognize the right and the opinion of
early commentators, including many who were personal friends of
Jefferson, Madison, Washington and others who played a major role in
the period. The individual right interpretation, in contrast,
enables us to give meaning to all these different indications of
purpose. The hybrid right interpretation enables us to give meaning
to the bulk of such evidences of intent, and actually differs from
the individual rights approach only in taking a narrow view of the
term "arms," thereby requiring a factual inquiry about the
nature of the weapon in question. That the collective right approach
apparently did not occur to any courts or commentators before 1905,
when the Framers and all who knew directly of their intent were long
dead, does not appear to be coincidence. Virtually the only basis
for the collective rights approach seems to be that "everyone
knows" that the Second Amendment refers only to the militia,
and the militia refers only to the National Guard. The time has come
to lay this myth to a well-deserved rest.
One objection--which is neither
historical, nor logical, nor textual, but nonetheless quite
real--remains to the acceptance of an individual rights theory.
Simply stated, the technology of weapons has evolved both
quantitatively and qualitatively in the years since 1791. The
Framers were most decidedly not thinking of neutron bombs in
basements or heat-seeking missiles in the flight path of a major
airport when they wrote of the right of the citizen to keep and bear
arms. Yet the problem of technological change is not unique to the
Second Amendment. It is equally obvious that the Framers were not
thinking of hundred kilowatt transmitters in every backyard, jamming
the radio spectrum with conflicting transmissions, when they wrote
that "Congress shall make no law" abridging freedom of
speech. The existence of technological change illustrates, not the
need for wholesale abolition of constitutional rights by
historically and intellectually dishonest interpretations, but
rather the need for the development of an appropriate jurisprudence
that can take account of such developments.(p.633)
III. Toward a
Jurisprudence of the Second Amendment
A. Problems and Non-Problems:
An Analogy
To gain a
better perspective on Second Amendment issues, let us suppose for a
moment either that no rights of free expression had been placed in
the First Amendment, and recognition of such rights was just now
being proposed, or that such rights had been recognized, but no
authoritative judicial exposition of these rights had ever been
made. It might then be argued that:
To
propose a constitutional limitation that Congress shall make no
law abridging freedom of speech or of the press is to propound a
notion that is either absurd or pernicious. Under this language,
extortion and blackmail would be legalized--these, after all,
involve the exercise of speech or writing, or an offer to avoid
exercising them in return for money. Revealing vital government
secrets even in time of war, by word of mouth or in a letter,
would be a constitutionally protected activity. Every fanatic who
could afford a sound truck would be free to cruise the streets at
any hour of the night, awakening and harassing all. The electronic
media would be wiped out, because anyone could broadcast his
message, jamming every frequency.
How could
these effects be avoided? A statute saying who may and may not
transmit on a given radio frequency is undoubtedly a "law
abridging freedom of speech."
If,
conversely, a limitation of this type is viewed as no
infringement on speech, then there is nothing in this language to
distinguish powers to license presses, to allow only one person or
group to speak on a given issue, to bar vulgar or tasteless
expression, and to enact countless other restrictions. In that
event, why claim that "Congress shall make no law" on
this topic? This proposal to assert that Congress shall make no
law abridging freedom of speech or press is, at least in a modern
society, either a disaster or a nullity.
Actually,
the scenario above is far from hypothetical; it occurred in
substantial part barely half a century ago. In the early 1920s,
Congress had not made any laws infringing freedom of speech via
radio; at one point, twenty-six new broadcasting stations entered
operation in one week.[346] As
the Supreme Court in Red Lion Broadcasting v. FCC had noted,
when "the allocation of frequencies was left entirely to the
private sector ... the (p.634)result
was chaos."[347] Eventually,
extensive regulation of the medium was enacted,[348]
which the Supreme Court had little trouble upholding: "Freedom
of utterance is abridged to many who wish to use the limited
facilities of radio. Unlike other modes of expression, radio is not
inherently available to all. That is its unique characteristic, and
that is why, unlike other modes of expression, it is subject to
government regulation."[349]
At the core of the distinction
is the recognition that a new technology, one qualitatively
different from those known to the Framers, may require different
standards. No one would claim, for instance, that a modern
high-speed printing press may be regulated in a manner akin to a
radio station; the Framers knew the risks of presses, and chose
accordingly--a high-speed press merely lets one exercise the right
of freedom of the press more rapidly and in a more widespread
manner. The key is the qualitative difference:
When two
people converse face to face, both should not speak simultaneously
if either is to be clearly understood. But the range of the human
voice is so limited that there could be meaningful communications
if half the people in the United States were talking and the other
half listening. Just as clearly, half the people might publish and
the other half read. But the reach of radio signals is
incomparably greater than the range of the human voice, and the
problem of interference is a massive reality .... It is idle to
posit a First Amendment right to broadcast comparable to the right
of every individual to speak, write or publish.[350]
Yet the
additional regulation permissible for the electronic media (p.635)does
not mean that the government may adopt restrictions across-the-board
on traditional speech and writing. Only a few weeks after upholding
the "fairness doctrine" as applied to radio stations,[351]
the Court had no difficulty striking down a far more limited
"right of reply" statute applied to newspapers.[352]
B. Qualitative Leaps in
Weapon Technology
There can
be little doubt that the Framers were familiar with rifles,
shotguns, and pistols. Jefferson and Washington were both avid
firearm collectors.[353] James
Madison considered himself a reasonably good rifle shot, at a time
when rifles were scarce and expensive firearms. At the outset of the
Revolution, he wrote to a friend that "The most inexpert hands
reckon it an indifferent shot to miss the bigness of a man's face at
the distance of 100 yards. I am far from being the best and should
not often miss it on a fair trial at that distance."[354]
Carrying of handguns, in particular the smaller handguns, was common
at the time.[355] When the
residents of Boston were coerced into surrendering their private
arms in 1775, about 600 handguns and 1,800 muskets were given up.[356]
Nor can it be said that the
Framers were unfamiliar with the problem of criminal use of firearms
when they chose to add the Second Amendment to the Constitution. As
early as 1643, a (p.636)flintlock
pistol was used in an attempted assassination in New Amsterdam.[357]
In the same year, the colony of Virginia was forced to order that
any justice of the peace challenging a legislator to a duel would be
dismissed from office.[358]
William Maclay, during his term as a member of the first Senate,
which approved the Bill of Rights, described a bill as "meant
to be used in the same way that a robber does a dagger or a
highwayman a pistol."[359]
In short, it is impossible to argue that when the Framers recognized
that "the right of the people to keep and bear arms shall not
be infringed," they were not aware of the possible social costs
of such a recognition. It is apparent that they were aware of such
costs and nevertheless chose to recognize a right to keep and bear
arms. To view the right as inapplicable to private ownership of
modern analogs of the weapons then owned--rifles, shotguns, and
pistols--would be no more justifiable than viewing freedom of the
press as protecting only Eighteenth-Century presses. The change in
technology is not a qualitative difference.
On the other hand, it is clear
that many weapons exist today that did not have an
Eighteenth-Century analog. Anti-aircraft missiles, nuclear arms, and
similar weaponry, involve risks that were not and could not have
been foreseen in 1791. To view the Framers' recognition of the right
of the people to keep and bear arms as automatically applicable to
arms that could not have been foreseen in their time is impolitic
and unrealistic. It requires treating the Framers as omniscient
deities rather than statesmen laying the foundations of a free
nation-state. Restricting the possession of such weaponry does no
violence to the freedoms the Framers sought to protect.(p.637)
Incidental limitations may be
imposed upon exercise of First Amendment rights. These constraints
can be extended to Second Amendment rights. Extremely narrow
restraints are permitted in a variety of conditions that pose
special dangers so long as the restriction does not materially
impair the exercise of the entire right. The government may
constitutionally require that sound trucks using artificial voice
amplification do so in a manner that does not disturb residential
areas at unreasonable hours.[360]
It may restrict demonstrations in certain areas needing unusual
security, in the immediate vicinity of courthouses and jails, for
example, so long as the right to express the same views is protected
elsewhere.[361] Controls on the
exercise of the First Amendment in these very narrow circumstances,
involving special considerations, do not imply that the First
Amendment does not exist or that greater restrictions could be
imposed upon the general exercise of the right.[362]
By the same token, we may
accept the early cases that recognized that legislatures could
constitutionally prohibit the carrying of concealed firearms so long
as they permitted their open transport; as in the case of time,
place, and manner restrictions on free speech, only one form of the
right was restricted and the remaining form was an equally or even
more efficacious means of self defense. Likewise, even carrying a
weapon openly might be prohibited or restricted in areas of special
sensitivity such as courthouses, airports, and public buildings.
None of these restrictions would totally bar carrying nor subject it
to the practical equivalent of a ban; both simply regulate where and
how the firearm is borne. The need for such special regulations,
based upon special risks, cannot justify a general restriction
against keeping or bearing arms; the constitutional exception cannot
swallow the right expressly recognized.
Conclusion
The
individual right interpretation of the Second Amendment is both true
to the historical background and intentions of the Framers of the
Second Amendment, and also capable of (p.638)adaptation
to modern technological change in weaponry. The collective right
interpretation, in contrast, requires turning a blind eye to the
entire history of the right to keep and bear arms and the
expressions of intent by the Framers and their contemporaries. It
also grounds the interpretation of the Second Amendment in an
approach unknown to Eighteenth- and Nineteenth-Century
jurisprudence, an approach apparently first conceived by a Kansas
court in 1905.[363] The hybrid
right theory, which appears to be the basis of the decision of the
United States Supreme Court in Miller,[364]
is essentially a narrow form of the individual rights approach,
shares at least most of its historical virtues, but is incapable of
dealing with changes in infantry weapons technology that have
occurred in the Twentieth Century. Under that approach, legislatures
would be prohibited from restricting the possession of dangerous
modern weapons by private citizens because these weapons can be used
for military purposes.
The formation of a jurisprudence
of the Second Amendment is nearly two centuries overdue. Such a
jurisprudence must be based upon an understanding of history,
consistent methods of interpreting all amendments, and the ability
to adopt to current conditions, to preserve the right in light of
changing circumstances. We should expect Second Amendment
jurisprudence to be guided by the judgments of the Framers and not
subjective, personal, feelings that the Framers were wrong.
[*] B.A.,
J.D., University of Arizona. Staff attorney, Office of the
Solicitor, United States Department of the Interior. The Article
is an expansion of a report
submitted by the author at the invitation of the Subcommittee
on the Constitution, Senate Judiciary Committee, and reproduced in
the Committee's 1982 report, The
Right to Keep and Bear Arms. A book by the author, Origins
of the Second Amendment: A Sourcebook, is forthcoming
from Blacksmith Press. The assistance of Robert Dowlut is
acknowledged with gratitude.
[1]
United States v. Miller, 307 U.S. 174
(1939). The Miller decision is hardly a model of
clarity, possibly because of the appellee's failure to file a
brief, argue the case, obtain an attorney on appeal, or appear for
trial on remand. See Hardy & Stompoly, Of Arms
and the Law, 51 Chi.-Kent L. Rev.
52, 65 (1974).
[2]
See Presser v. Illinois, 116 U.S. 252
(1886).
[3]
See Firearm Owner's Protection Act, Pub. L.
No. 99-308. The preamble to this legislation begins:
"[T]he Congress finds that--(1) the rights of citizens--(A)
to keep and bear arms under the second amendment to the United
States Constitution ... require additional legislation to correct
existing firearms statutes ...." The legislative history
shows frequent references to an individual right to keep and bear
arms as a factor underlying the statute's purposes. See, e.g.,
131 Cong. Rec. S9105-9111, S9164,
S9168 (daily ed., July 9, 1985); H1659, H1670, H1695
(daily ed., April 9, 1986).
Before the reform legislation
of 1986, the last firearm legislation to be enacted at the federal
level was the Gun Control Act of 1968, Pub. L.
90-618, 82 Stat. 1213 (codified at 18 U.S.C. §§ 921-928 & 26
U.S.C. §§ 5801, 5802, 5811, 5821, 5840-5849, 5871, 6806, &
7273 (1982)). The last proposal to obtain committee
approval before 1986 in either house of Congress was H.R.
11193, 94th Cong., 1st Sess. (1975), which was reported out
of the House Judiciary Committee but died in the Rules Committee
in 1976.
[4]
Before 1980, all commentators relied upon secondary sources. The
best of the second-source commentaries are: Caplan, The
Right of the Individual to Bear Arms: A Recent Judicial Trend,
1982 Det. C.L. Rev. 789;
Dowlut, The Right to Arms: Does the Constitution or the
Predilection of Judges Reign?, 36 Okla. L.
Rev. 65
(1983); Hardy & Stompoly, supra note 1;
Hays, The Right to Bear Arms: A Study in Judicial
Misinterpretation, 2 Wm. & Mary L. Rev.
381 (1960); Levine & Saxe, The Second
Amendment: The Right to Bear Arms, 7 Hous.
L. Rev. 1 (1969).
[5]
See generally Hardy, Historical Bases of the
Second Amendment, in Subcomm. on the
Constitution of the Sen. Judiciary Comm., , 97th Cong., 2d Sess.,
The Right to Keep and Bear Arms 45
(Comm. Print 1982); Halbrook, The Jurisprudence of
the Second and Fourteenth Amendments, 4 Geo.
Mason L. Rev. 1
(1981); Malcolm, The Right of the People to Keep
and Bear Arms: The Common Law Tradition, 10 Hastings
Const. L.Q. 285
(1983); Shalhope, The Ideological Origins of the
Second Amendment, 69 J. Amer. History
599
(1982).
[6]
Subcomm. on the Constitution of the Sen.
Judiciary Comm., 97th Cong., 2d Sess., The
Right to Keep and Bear Arms (Comm. Print 1982).
[7]
See Quilici v. Village of Morton Grove, 695
F.2d 261
(7th Cir. 1982) (challenging the enactment of a ban on
possession of handguns in Morton Grove, Illinois). In Quilici,
the challenge was rejected, but other recent challenges to weapons
laws have met with more success and ended in the invalidation of
the laws on right to keep and bear arms grounds. See Schubert
v. DeBard, 398 N.E.2d 1339 (Ind. App. 1980); State
v. Blocker, 291 Or. 255, 630 P.2d 824 (1981); State
v. Kessler, 298 Or. 359, 614 P.2d 94 (1980).
[8]
The precise punctuation of the Second Amendment is subject to no
clear rule. One version has but one comma, following the word
"state." The other has three commas, after
"Militia," "State," and "Arms." The
former version is accepted by the Statutes at Large, while the
second is found in the ratification enactments returned by many
states and in at least one of the original copies sent to the
states for their vote. Capitalization is likewise varied, a not
unusual occurrence in the days when documents were copied by hand.
Letter from Marlene McGuirl, Chief, British-American Law
Division, Library of Congress (Oct. 29, 1976).
[9]
See, e.g., Caplan, Restoring the Balance:
The Second Amendment Revisited, 5 Fordham
Urban L.J. 31
(1976); Hays, supra note 4,
at 381; Hardy & Stompoly, supra note 1,
at 62; Levine & Saxe, supra note 4,
at 1.
[10]
See, e.g., G. Newton &
F. Zimring, Firearms and Violence in American Life 1138
(1969); Levin, The Right to Bear Arms: The
Development of the American Experience, 48 Chi.-Kent
L. Rev. 148
(1971); Note, The Right to Bear Arms, 19 S.C.
L. Rev. 402 (1967).
[11]
This appears to be the view taken by the United States Supreme
Court in United States v. Miller, 307 U.S. 174
(1939). In that case, the Supreme Court reversed a
dismissal of an indictment for possession of an unregistered
sawed-off shotgun, noting that the moving party had failed to
introduce evidence that such an arm had any suitability for
militia purposes and that the trial court was not in a position to
take judicial notice of such suitability. Id.
at 178.
Most commentators have treated Miller as a simple
collective rights ruling, which it clearly was not: The Supreme
Court specifically states that "the Militia comprised all
males physically capable of acting in concert for the common
defense," who "were expected to appear bearing arms
supplied by themselves and of the kind in common use at the
time." Id. at 179.
Nowhere in the opinion does the Court even mention the term
"National Guard," and it remanded for evidence, not that
Miller was taking part in an immediately militia related activity,
but that he was carrying a weapon that was "part of
the ordinary military equipment or that its use could contribute
to the common defense." Id. at 178.
[12]
1 W. Blackstone, Commentaries *409.
[13]
1 J. Bagley & P. Rowly, A Documentary
History of England 1066-1540, at 152 (1965). The
reference is to a Seventh-Century Wessex law. Others have sought
to place the origins in Germanic customs, which required that a
freed slave be presented with arms as a symbol of his new status
as freeman. See C. Hollister,
Anglo-Saxon Military Institutions 27 (1962).
[14]
See generally C. Hollister,
note 13 supra. The Anglo-Saxon
system was infinitely more open than the feudal system of the
Continent. A commoner could, for example, enter the lesser
nobility (as a "thegn") by owning about 600 acres (five
"hides") of land. In times of national danger, he could
become a "thegn" just by providing himself with
appropriate armor and sword! See F.
Maitland, Domesday Book and Beyond 158 (1921).
[15]
1 F. Grose, Military Antiquities
Respecting a History of the British Army 1-2 (London 1812).
See generally Brooke, The Development of Military
Obligations in Eighth and Ninth Century England, in England
Before the Conquest 69 (P. Clemoes & K. Hughes eds.
1971); C. Hollister, supra
note 13.
[16]
See generally J. Beeler, Warfare
in Feudal Europe (1971); B.
Tuchman, A Distant Mirror (1978).
[17]
See D. Douglas, The Norman
Achievement 174-75 (1969).
[18]
See Brooke, supra
note 15, at 97. One example: Not
infrequently, a vassal found that he owed fealty to both of two
lords presently at war with each other. Medieval jurists at length
determined that, in this situation, he must personally fight for
the one to whom he had first sworn fealty, while hiring a
mercenary of equal skill to fight as his proxy for the other! Both
lords were then barred from forfeiting his lands for default or
treason. See B. Tuchman, supra
note 16, at 260-61.
[19]
R. Adam, A Conquest of England
214-15 (1965).
[20]
F. Maitland, The Constitutional History
of England 162 (1908). Jolliffe argues that the
importance of the 1086 oath is overstated. To him, it must have
been a nonenforceable oath of fealty, not the enforceable oath of
homage. See J.E.A. Jolliffe, The
Constitutional History of Medieval England 162 n.2 (4th ed.
1961).
[21]
See 1 F. Grose, supra
note 15, at 9-11; B.
Lyon, A Constitutional and Legal History of Medieval England
273 (2d ed. 1973). "Assize" has conveyed a
multitude of meanings in English law. At this time, it generally
indicated an act meant to settle the fine points of customary law,
or to expand its letter to fulfil its spirit. See J.E.A.
Jolliffe, supra note 20, at
239-40; W. Warren, Henry II
281 (1973).
[22]
See J. Bagley & P. Rowley,
supra note 13, at 155-56.
[23]
The serf was barely above the slave; indeed, the term derives from
the Latin term for slavery. Serfs were bound to the land, subject
to oppressive demands for their labor and produce, and had no
right to appeal to the royal courts for any injury inflicted by
their overlord. See 1 M. Bloch,
Feudal Society 272-75 (1961); F.
Herr, The Medieval World 22-34 (1962).
[24]
Surviving Sixteenth-Century bows are estimated to have had a
"pull," or force necessary to draw them, of about 100
pounds; a modern hunting bow pulls 40 to 60 pounds. See R.
Hardy, The Longbow 53-55 (1977). Contemporary
accounts indicate a longbow could penetrate both sides of a suit
of armor, or a hand's breadth of oak. See J.
Morris, The Welsh Wars of Edward I 16 (1969). A
modern test of a 75-pound longbow and a replica medieval arrow,
directed against both sides of a suit of mail armor laid over pine
planks, found that the arrow "struck with such force that a
shower of sparks flew from it, and the arrow drove through the
center of the back, penetrating eight inches...." C.
Trench, A History of Marksmanship 65-66 (1969). Nor
was the longbow's range limited: A Sixteenth-Century doctor
reports a man hit by accident "some six or seven score
[yards] off": The arrow deeply penetrated his thigh, becoming
"firmly fixed in the bone." W.
Clowes, Profitable and Necessarie Booke of Observations 65
(1568, reprinted 1945).
[25]
See generally 1 J.F.C. Fuller, A
Military History of the Western World 444-68 (1954).
[26]
Statute of Winchester, 13 Edw., ch. 6 (1285).
[27]
E. Heath, The Grey Goose Wing 109
(1971).
[28]
See R. Hardy, The Longbow: A
Social and Military History 128-29 (1977).
[29]
7 Edw., ch. 2 (1279); 7
Edw. 2 (1313) (no enumerated chapter).
[30]
2 Edw. 3, ch. 3 (1328).
[31]
1 W. Hawkins, Pleas of the Crown
267 (6th ed. 1788). See Rex v.
Knight, 87 Eng. Rep. 75 (K. B. 1686):
The
information sets forth, that the defendant did walk about the
Street armed with guns, and that he went into the church of S.
Micheal, in Bristol, in the time of divine service, with a gun
.... The case was tried at bar and the defendant was acquitted.
The Chief Justice said that the meaning of the statute of 2 Edw.
3 c. 3 was to punish people who go armed to terrify the King's
subjects.
See also
Rex v. Dewhurst, 1 State Trials (New Series) 529
(1820). See generally Caplan, supra
note 4, at 791,
794-97.
[32]
See L. Kennett & J. Anderson,
The Gun in America 12, 15 (1975); N.
Perrin, Giving Up the Gun 58 (1975). Maximilian I's
decrees are among the earliest records of the existence of
wheelock mechanisms. See Blair, Further Notes on
the Origins of the Wheelock, in Arms and
Armor Annual 29, 35-36 (1973).
[33]
19 Hen. 7, ch. 4 (1503).
[34]
3 Hen. 8, ch. 13 (1511).
[35]
Id.
[36]
6 Hen. 8, ch. 13 (1514).
[37]
25 Hen. 8, ch. 17 (1533).
[38]
33 Hen. 8, ch. 6 § 1(1541). "Hagbutts"
was one of many anglicizations of the Spanish "Arquebus,"
an early matchlock musket. Other terms used in England for this
firearm were hackbutt, harquebus, and harquebusie.
[39]
Id. at §§ II & VI.
[40]
N. Perrin, supra note 32,
at 59. In 1546, Henry issued a proclamation:
Where the
King our most dread sovereign lord, considering how expedient it
was to have his subjects practiced and exercised in the feat of
shooting of handguns and hackbuts ... did, by his Highnesses'
proclamation set forth ... give license and liberty to all his
Majesty's subjects, born within his Grace's dominions, being of
the age of 16 years and upwards, that they and every of them,
from and after the said proclamation made, might lawfully shoot
in handguns and hackbuts without incurring any forfeiture, loss,
or danger for the same; and statute thereof made before the
contrary notwithstanding....
Forasmuch
as it hath pleased God to remove from us the plague of war and
to send unto us a right honorable peace.... His most Royal
Majesty therefore, by this his Highness' present proclamation,
but also strainghly chargeth and commandeth all and singular his
Majesty's subjects, that they or any of them, from the last day
of August next coming, shall not shoot in any handguns, hackbuts,
or other guns, nor use or have the same contrary to the tenor,
form and effect of his gracious law and statute made in the
Parliament begun at Westminster ...." [33
Hen. VIII c. 6.]
1 P.
Hughes & J. Larkin, Tudor Royal Proclamations 372-73
(1969). A few years later, Henry repealed the gun statutes
once again. See N. Perrin, supra.
How quickly the statutes fell behind the times is illustrated by
the necessity of Elizabeth I's prohibiting, fifteen years later,
the shooting of handguns "within the cathedral church of St.
Paul, or the churchyard adjoining thereunto ... or within any
other church or churchyard," and by the fact that in 1575 she
left unfinished and unsigned a proclamation "prohibiting the
carriage of dags and pistols," which would have expressly
revived the statute of 33 Hen. 8, ch. 6,
with an amnesty period during which "all noblemen and such
known gentlemen which be without spot or doubt of evil
behavior" could carry handguns. 2 P.
Hughes & J. Larkin, supra, at 177, 399.
[41]
See C. Cruikshank, Elizabeth's
Army 28-29 (1966); C.
Firth, Cromwell's Army 2-3 (1962).
[42]
See generally 2 J.F.C. Fuller, A
Military History of the Western World 49-51 (1955).
[43]
See generally L. Boynton, The
Elizabethan Militia (1967); C.
Cruikshank, supra note 41.
The major reforms instituted at this time included special
"musters" for training as well as inspection of arms
(hence the modern phrase, "passing muster"); appointment
of instructors in arms and military tactics; awards of money
prizes for the best marksmanship; and transitions from bows and
arrows to the early firearms (arquebuses and then calivers) and
from those firearms to the later, more powerful musket. See,
e.g., L. Boynton, supra,
at 65-69 (describing the decline of archery skills among
the English populace because of the prevalence of firearms).
[44]
See J. Hill, The Minuteman in
Peace and War: A History of The National Guard 26-27 (1968).
[45]
See id.; L. Boynton, supra
note 43, at 148.
[46]
See L. Boynton, supra
note 43, at 8-9.
[47]
See id. at 149.
[48]
See C. Cruikshank, supra
note 41, at 110-12.
[49]
See id. at 116.
[50]
1 R. Laffont, The Ancient Art of Warfare
485 (1966). The claim of a French clergyman that the archer
corps was abandoned because the king came to see "that
English archery was a peculiar gift of God," seems less
probable. R. Payne-Gallwey, The Crossbow
36 (1958).
[51]
J. Fortescue, The Governance of England
114-15 (rev. ed. 1885, reprinted 1979). Sir John Fortescue
(1390(?)-1476(?)) was a Judge of Assize and later Chief Justice of
King's Bench and sided with the Lancastrians during the Wars of
the Roses. His work was the first English political study based on
observations of governmental realities rather than extrapolation
from theory or theology. "Wepen" is, incidentally,
confirmed by the Oxford English Dictionary as an obsolete form of
"weapon." 7 The Oxford English
Dictionary 317 (1933).
[52]
W. Raleigh, Maxims of State,
in 8 The Works of Sir Walter Raleigh, Knt., Now
First Collected 22 (Oxford Univ. 1812).
[53]
1 T. Macaulay, The History of England
from the Accession of James the Second 26-27 (Boston 1849).
[54]
C. Oman, A History of the Art of War in
the Sixteenth Century 288 (1937).
[55]
See C. Rossiter, The Political
Thought of the American Revolution 55 (1963)
(quoting John Adams's remark that during the American
revolutionary period, "nine tenths of the people" were
"high whigs").
[56]
1 J. Dalrymple, Memoirs of Great Britain
and Ireland from the Dissolution of the Last Parliament of Charles
II 10 (2d ed. London 1771).
[57]
See C. Hill, The Century of
Revolution 1603-1714, at 111-12 (1961).
[58]
Blackstone, like more modern students of the period, concluded
that the militia question "became at length the immediate
cause of the fatal rupture between the King and his
Parliament." 2 W. Blackstone,
Commentaries *412. The gravity of the issue is
illustrated by the atypically firm response of Charles: "By
God, not for an hour. You have asked that of me in this, which was
never asked of a King." R. Ollard,
This War Without an Enemy 53 (1976).
[59]
See J. Barnaby, Puritan and
Cavalier 48 (1977).
[60]
See C. Firth, supra
note 41, at 16.
[61]
J. Malcolm, The Right of the People to
Keep and Bear Arms: The Origins of the Second Amendment 8-9
(1981). Dr. Malcolm's work on the Seventeenth-Century
concept of the right to bear arms is clearly the most pivotal
original research yet undertaken into the history of that right.
[62]
See An Exact Collection of all
Remonstrances, Declarations, Votes, Orders ... and Other
Remarkable Passages Between the King's Most Excellent Majesty and
his High Court of Parliament 661-62 (London 1643).
The author was amazed to find, in the course of his research, two
original copies of this 343-year-old work in the stacks of the
Library of Congress.
[63]
See J.R. Western, The English
Militia in the Eighteenth Century 6 (1965).
[64]
Id.
[65]
See id.
[66]
See C. Barnett, Britain's Army
1503-1970, at 79 (1970); M.
Gruber, The English Revolution 125 (1967).
[67]
See J.R. Western, supra
note 63, at 8-9.
[68]
Ordinances and Acts of the Commonwealth
and Protectorate 1317 (London 1911).
[69]
Id.
[70]
J.R. Tanner, English Constitutional
Conflicts of the Seventeenth Century 225 (1928). At
the same time, it is possible that the role of the New Model Army
in the standing army controversy is overstated. Pocock points out
that allusions to it are rare in the late Seventeenth- and early
Eighteenth-Century pamphlets on the subject and regards fears of a
standing army as derived more from fears that the power to appoint
its officers (and suppliers) would be used to corrupt Parliament
and the people. These fears were seen as inapplicable to the
institution of the militia, where "the public defense is
exercised directly by the independent proprietors appearing in
arms at their own charge ... and the proprietor's liberty is
guaranteed as much by his right to be the sole fighter in his own
defense as by his ultimate right to cast a vote ...." Pocock,
Machiavelli, Harrington, and English Political Ideologies in
the Eighteenth Century, 22 Wm. & Mary
Q. 549, 566 (1965).
[71]
See J. Childs, The Army of Charles
II 9 (1976). Charles II's demobilization of the army
was strikingly effective. The troops were promised payment of all
pay arrearages; because some were over a year in arrears, this
would be enough to sustain them for a time. Charles and his
supporters financed public works projects and removed the
traditional restrictions on apprenticeships in many trades, to
ensure their speedy passage back into civilian life. Id.
at 9-11.
[72]
J. Malcolm, supra note 61,
at 11; J.R. Tanner, supra
note 70, at 227-29. These enactments,
known as the "Clarendon Code," required all municipal
officers to renounce the Covenant (thus excluding Presbyterians)
and resistance to the king under any circumstance, revised
official prayer books, expelled from their office and clergy not
accepting the Anglican Book of Common Prayer, and punished anyone
who thereafter listened to their preaching. Although named for
Charles II's Lord Chancellor, the Earl of Clarendon, he in fact
bears little responsibility for their provisions. The Code was
primarily the work of the vengeful members of the Restoration
Parliament; Charles and Clarendon generally sought less repressive
measures. 2 G. Trevelyan, History of
England 241 (1952).
[73]
Malcolm, supra note 5, at 296.
[74]
Id.
[75]
8 Calendar of State Papers (Domestic),
Charles II, No. 188, at 150 (July 1660).
[76]
J.R. Western, supra note 63,
at 10. Charles's parliaments were favorable to royalism--but
quite inclined toward protecting legislative power and the
prerogatives of the gentry. See generally D.
Witcombe, Charles II and the Cavalier House of Commons 1663-1674
(1966).
[77]
See J. R. Western, supra
note 63, at 10-15.
[78]
See C. Barnett, supra
note 66, at 112.
[79]
14 Car. 2, ch. 3 (1662). The act was
somewhat expanded the following year. 15 Car. 2,
ch. 4 (1663).
[80]
See Malcolm, supra note 5,
at 285,
299.
[81]
See, e.g., 13 Rich. 2, ch. 13;
22 Edw. 4, ch. 6; 1 Jac.,
ch. 27.
[82]
22 & 23 Car. 2, ch. 25 (1671). See
generally P. Munsche, Gentlemen and
Poachers: The English Game Laws 1671-1831, at 11-14 (1981).
Malcolm makes it clear that in 1671 the initiative was
Parliament's, not Charles's. See Malcolm, supra
note 5, at 302.
For an interesting study of the draconian enforcement of hunting
acts in the next century, see E.
Thompson, Whigs and Hunters: Origin of the Black Act (1975).
Also of interest is Chitty, Observations on the Game Laws,
in 9 The Pamphleteer 172 (1817).
Chitty argues that "it will scarcely be denied, that the
liberty of killing game, if given universally to the people, would
encourage habits of dissipation ...." Id. at 184.
[83]
68 Calendar of State Papers (Domestic),
Charles II, No. 35, at 44 (Feb. 1662); 70 Calendar
of State Papers (Domestic), Charles II, No. 13, at 83 (Mar.
1662); 83 Calendar of State Papers
(Domestic), Charles II, No. 60, at 333 (Nov. 1663).
[84]
2 T. Macaulay, The History of England
from the Accession of James II 4 (11th ed. London 1856).
[85]
See C. Barnett, supra
note 66, at 119; G.
Trevelyan, The English Revolution 57 (1939). In
Devon, for instance, a civilian who criticized the army was
attacked by an officer and four enlisted men, who nearly killed
him with clubs and bayonets: "He got into a house near
adjoining, or else he believes they would have murdered him."
2 Calendar of State Papers (Domestic),
James II, No. 157, at 38.
[86]
1 N. Lutterell, A Brief Historical
Relation of State Affairs from September 1678 to April 1714,
at 263 (Oxford 1857).
[87]
The dispensing power was limited to mala prohibita or
regulatory offenses. See J.R.
Western, Monarchy and Revolution: The English State in the 1680's,
at 15-16 (1972). In a day when prosecutions could be
brought by private individuals, so that prosecutorial discretion
as it is known today did not exist, few objected to the dispensing
power. James II's alleged misuse was its use on a mass, rather
than individual, basis.
[88]
The Test Acts barred employment of non-Anglicans in most
government positions. One of James's dispensations from these Acts
exempted no fewer than 2 generals, 6 colonels, 9 majors, 24
captains and 30 lieutenants from the Test Acts. 2 Calendar
of State Papers (Domestic), James II, No. 101, at 22.
[89]
See G. Trevelyan, The English
Revolution 1688-1689, at 57-58 (1939). James II told
Parliament that "I hope everybody will be convinced that the
militia, which hath hitherto been so much depended on, is not
sufficient for such occasions, and that there is nothing but a
good force of well-disciplined troops in constant pay that can
defend us." A. Browning, English
Historical Documents 1660-1714, at 81 (1953).
Privately, he complained that during the rebellion there had been
more militiamen in the rebel army than in the royal camp. See
2 T. Macaulay, supra note 84,
at 4.
[90]
2 Calendar of State Papers (Domestic),
James II, No. 1212, at 314 (Dec. 6, 1686).
[91]
See id., No. 1588, at 392 (Mar. 10, 1687);
3 id., No. 477 at 95 (Nov. 2, 1687).
[92]
J.R. Western, supra note 63,
at 143-44. See also J.
Jones, Country and Court 54, 224 (1979).
[93]
One deputy lieutenant of the period attended church one day to
find that his "cussin" (cushion) had been taken by Sir
John Brook, "a person I had thought fitt, with other deputy
lieutenants, to disarm in our last search for arms. This gentleman
rising at the Psalms, I took up the cussin and replaced it in my
seat. Service being ended, Sir John asked me if I had the same
commission to take his cussion that I had to take his arms."
The encounter ended with a challenge to duel, which was declined. See
B. Blakeley & J. Collins, Documents
in English History 216.
[94]
2 T. Macaulay, supra note 84,
at 136-37.
[95]
2 Calendar of State Papers (Domestic),
James II, No. 50, at 11 (Jan. 19, 1686).
[96]
See J.R. Western, supra
note 63, at 1.
[97]
1 W. & M., ch. 2 (1689). The
inconsistency of this solution lay in the fact that, if James II
had in fact abdicated, the Crown should have gone to his son,
James (III), an infant then with him on the Continent, and not to
Mary, his daughter, much less William, his son-in-law.
Additionally, there was only one precedent for treating William
and Mary as co-sovereigns--the ill-remembered reign when Mary I
and her husband, Philip II of Spain, ruled jointly (Philip was
king regnant of England; cf. 1 Phil. &
2 M., ch. 10 (1554)). Thus, either William should have been
king and Mary queen consort, or she should have been queen regnant
and he prince consort. But there was little reason to believe that
James III, when grown to adulthood, would be any better than his
father; the English would not support a foreigner as king in his
own right; and William would not accept the role of prince
consort. As is usual in politics, pragmatic needs triumphed over
theoretical consistency.
[98]
G. Trevelyan, The English Revolution
179-80 (1979).
[99]
Id. at 8. Burke described the Declaration as
"the cornerstone of our Constitution." L.
Brevold & R. Ross, The Philosophy of Edmund Burke 192
(1970).
[100]
1 W. & M., ch. 2 (1689).
[101]
4 & 5 W. & M., ch. 23 (1692). The
amendment left the possibility that guns could be seized as
"engines" suitable for poaching. Any such construction
was ruled out in 1739 when the Court of King's Bench struck down
such a seizure, holding that while other items such as nets and
hunting dogs had no use but poaching, firearms had legitimate uses
as well. Forfeiture of a firearm as an "engine" thus
required proof of actual use in poaching. Rex v.
Gardner, 93 Eng. Rep. 1056 (K.B. 1739).
[102]
J. Malcolm, Disarmed: The Loss of the Right to Bear Arms in
Restoration England 16 (working paper, Mary Ingraham Bunting
Institute, Radcliffe College, 1980). See also P.
Munsche, supra note 82, at 81
(1981) (noting that fears of disarmament "are belied
by the large proportion of game cases heard by the quarter
sessions in this period which involved the use of firearms. They
are belied as well by the known popularity of shooting matches at
this time and by the openness with which unqualified men
acknowledged their possession of firearms.") A century later,
even legal commentators had forgotten the uses of the 1671 Act. In
1817, Joseph Chitty, probably then the foremost expert on the game
laws, contested Blackstone's claim that Hunting Acts had been used
for disarming the people: "[E]ver since the modern practice
of killing game with a gun has prevailed, everyone is at liberty
to keep or carry a gun, if he does not use it for the destruction
of game." Chitty, supra note 82,
at 189 n.1.
[103]
See Rohner, The Right to Bear Arms: A Phenomenon
of Constitutional History, 16 Cath. U.L.
Rev. 53, 59 (1975); Weatherup, Standing
Armies and Armed Citizens: An Historical Analysis of the Second
Amendment, 2 Hastings Const. L.Q. 961
(1975). It is interesting to note that while the
Declaration would have allowed disarmament of Catholics, even the
most anti-Catholic members of Parliament considered it oppressive
to do more than reduce their armaments. A 1689 act, passed when
there was still risk of James's return, allowed Catholics to
retain all arms needed for self-defense. Malcolm, supra
note 5, at 309.
The act's zealous sponsor, who complained during the debate that
"we are so mealy-mouthed and soft-handed to the
Papists," nonetheless explained that Parliament should not
seize arms "necessary [for the] defense of their
houses." 5 Parliamentary History of
England 183-84 (London 1809).
[104]
See generally 4 Lord Campbell,
Lives of the Lord Chancellors 484-86 (1878).
[105]
See 2 Phillip, Earl of Hardwicke,
Miscellaneous State Papers from 1501 to 1726, at 339
(London 1778).
[106]
Id. at 416.
[107]
Id.
[108]
Id. at 417. "Pensions" then
referred, not to retirement benefits, but to royal grants or
salaries for nominal posts, a favored tool for influencing votes.
[109]
Journal of the House of Commons from Dec.
26, 1688 to Oct. 26, 1693, at 5-6, 21-22 (London 1742).
[110]
J.R. Western, supra note 63,
at 339.
[111]
Journal of the House of Commons, supra
note 109, at 25.
[112]
J.R. Western, supra note 63,
at 339.
[113]
See supra note 102 and
accompanying text. One may contend
that "as allowed by law" was meant to preclude royal,
not parliamentary, efforts at disarmament. The distinction is
questionable. No one had denied that the arms seizures condemned
in the Declaration were in fact duly authorized by statutes
enacted by Parliament. In fact, the Commons in 1688 directed their
complaints at the 1662 and 1671 statutes themselves, not at any
alleged royal misinterpretation. See supra
notes 92-95 and accompanying text.
The members also complained of other statutes: "In the year
1660, there were many hard laws made, grievous to the
people." 2 Phillip, Earl of
Hardwicke, supra note 105, at
415. The "law" referred to in the Declaration was
the common law body of rights, not recent statutes.
[114]
13 Archives of Maryland: Proceedings and
Acts of the General Assembly of Maryland, April 1684-June 1692,
at 557 (W. Browne ed. 1894).
[115]
See generally B. Williams, The
Whig Supremacy (5th ed. 1962); J.
Rees, The First Whigs: The Politics of the Exclusion Crisis
1678-1683 (1961). Several historians have challenged
the previously accepted connection between the Glorious Revolution
and the triumph of the Whigs. See, e.g., J.P.
Kenyon, Obligation and Authority (1977). Indeed, in
light of the Sacheverell trial, many historians now accept that
Toryism was the dominant ideology through 1714, and that the
decline of the Tories is attributable to the succession of the
Hanoverian monarchs. In any case, it is clear that Whiggism was
predominant in the American colonies for at least the half-century
preceeding the American Revolution. Toryism in Britain, on the
other hand, was revived in the second half of the Eighteenth
Century (when the country was almost constantly at war). See
infra note 171. American
Whig sentiment deepened in reaction to that revival. In the
succinct words of Benjamin Franklin, the colonists were
"Whigs in a Reign when Whiggism is out of Fashion." H.
Colbourn, infra note 116, at
193.
[116]
C. Rossiter, The Political Thought of the
American Revolution 55 (1963). See also B.
Bailyn, The Ideological Origins of the American Revolution
(1967); H. Colbourn, The Lamp of
Experience: Whig History and the Intellectual Origins of the
American Revolution (1965).
[117]
W. Raleigh, Maxims of State,
in 8 The Works of Sir Walter Raleigh, Knt., Now
First Collected 22, 25 (Oxford Univ. 1829).
[118]
Algernon Sidney, Discourses Concerning
Government 156-57 (3d ed. London 1751) (Library of Congress
Rare Books Collection).
[119]
F. Hotman, Franco-Gallia at iv (R.
Molesworth trans., London 1711).
[120]
Pocock, Machiavelli, Harrington, and English Political
Ideologies in the Eighteenth Century, 22 Wm.
& Mary Q. 549, 553-54 (1965).
[121]
The Political Works of James Harrington
442 (J.G.A. Pocock ed. 1977).
[122]
C. Hill, Some Intellectual Consequences
of the English Revolution 27 (1980).
[123]
"Rome remained free four hundred years and Sparta eight
hundred, although their citizens were armed all that time; but
many other states that have been disarmed have lost their
liberties in less than forty years." N.
Machiavelli, The Art of War 30 (E. Farneworth trans., rev.
ed. 1965). See also F. Rabb,
The English Face of Machiavelli: A Changing Interpretation
1500-1700 (1964).
[124]
A. Fletcher, A Discourse of Government
with Relation to Militias 45
(London n.d.) (probably before 1737).
[125]
Id. at 47.
[126]
2 James Burgh, Political Disquisitions:
An Enquirey into Public Errors, Defects and Abuses 345,
390, 476 (London 1774, reprinted 1971).
[127]
Id. at 475-76.
[128]
In the late Eighteenth Century, a firm background in history was
considered indispensible to any legal or political thinker. It was
an age when Patrick Henry might, although admittedly lacking in
legal knowledge, gain admission to the bar by his grasp of history
and logic; when a solid knowledge of Latin and Greek, and of such
authors as Homer, Demosthenes, and Xenophon, was an entrance
requirement for many colleges; and when Jefferson might spend his
spare time accumulating one of the best historical libraries in
the colonies and Madison his correcting footnotes in Latin
translations. See M.C. Tyler,
Patrick Henry 24 (1887, reprinted 1980); H.
Colbourne, supra note 116, at
158-59.
[129]
See C. Hill, Puritanism and
Revolution 311 (1958).
[130]
See C. Robbins, The Eighteenth
Century Commonwealthman 100-102 (1959); see
generally H. Colbourne, supra
note 116.
[131]
See L. Cress, Citizens in Arms:
The Army and the Militia in American Society to the War of 1812,
at 35 (1982).
[132]
See id.
[133]
See Jowitt's Dictionary of English
Law 1510 (2d ed. 1977).
[134]
W. Blizzard, Desultory Reflections on
Police, at 59-68 (London 1785) (Baker Lib., Harv. Bus.
School, Reel 1310).
[135]
H. Gill, The Gunsmith in Colonial
Virginia 3 (1974).
[136]
1 W. Hening, The Statutes at Large: Being
a Collection of All the Laws of Virginia from the First Session of
the Legislature in the Year 1619, at 127 (1823, reprinted
1969).
[137]
Id. at 173-74.
[138]
Malcolm, supra note 5, at 3.
[139]
W. Millis, Arms and Men 20 (1956).
[140]
See J. Franklin, The Free Negro in
North Carolina 76, 78 (1971). Paradoxically, free
blacks had been totally denied the right to vote in 1835, five
years before the legislature brought itself to require them to
obtain permits for firearms, and 26 years before it attempted to
disarm them entirely. Id. at 82, 102-03, 115.
[141]
See D. Boorstin, The Americans:
The Colonial Experience 356 (1958); J.
Galvin, The Minutemen 22 (1967).
[142]
D. Boorstin, supra note 141,
at 353.
[143]
The Glorious Revolution in America
47 (M. Hall, L. Leder & M. Kammer eds. 1972).
[144]
P. Maier, From Resistance to Revolution
5 (1972).
[145]
See generally 3 M. Rothgard,
Conceived in Liberty 27-31 (1976); J.
Shy, Toward Lexington: The Role of the British Army in the Coming
of the American Revolution 142, 165 (1965).
[146]
See O. Dickerson, Boston Under
Military Rule xi, 17, (1936).
[147]
Id. at 61.
[148]
Id. at 79.
[149]
L. Newcomer, The Embattled Farmers
52.
[150]
See J. Alden, General Gage in
America 224 (1948).
[151]
Gage responded, logically: "Though their idea of disarming
certain counties was a right one ... it requires me to be master
of the country, in order to enable me to execute it." 1
The Political Writings of Thomas Paine
111 (Boston 1856).
[152]
See S. Patterson, Political
Parties in Revolutionary Massachusetts 103 (1973).
[153]
See id.
[154]
See id. at 104-05; J.
Galvin, supra note 141, at
68-69. The pre-revolutionary militia also served as a
rallying point for the poorer artisans and mechanics in the
northern states, where the more wealthy classes tended to favor
the British. One study of the Philadelphia militia, for instance,
found that about half its members owned no real estate and only
negligible personal property. See E.
Foner, Tom Paine and Revolutionary America 63-64 (1976).
[155]
H. Miles, Republication of the Principles
and Acts of the Revolution in America 278 (1876).
[156]
L. Newcomer, supra note 149,
at 55; J. Alden, supra
note 150, at 225.
[157]
See generally W. Willard, Appeal
to Arms 17-24 (1951).
[158]
Israel Putnam's famed "Don't shoot 'till you see the whites
of their eyes" order was prefaced with the note, "Men,
you are all marksmen"; one participant later stated "I
discharged my gun three times at the British, taking deliberate
aim, as at a squirrel, and saw a number of men fall." W.
Willard, Appeal to Arms 41 (1951); 1 C.
Flood, Rise and Fight Again 61 (1976).
[159]
2 J.F.C. Fuller, A Military History of
the Western World 275 (1955). A British officer
observed one American sniper at work and estimated he shot down no
fewer than 20 officers in 10 minutes; 14% of the total British
officer casualties during the 13-year-long Revolution occurred on
that one day on the slopes of Breed's Hill. See J.
Huddleston, Colonial Riflemen in the American Revolution 25
(1978).
[160]
See J. Alden, supra
note 150, at 255; W.
Moore, Weapons of the American Revolution vii (1967).
Gage's demand was later cited by Congress as a cause of the war,
although their protest seems more directed to an accusation that
Gage broke his word and did not permit the promised trade after
the confiscation. See Declaration
of the Causes and Necessity of Taking Up Arms, reprinted
in Documents Illustrative of the Formation
of the Union of the American States, H.R. Doc. No. 398,
69th Cong., 1st Sess., at 14-15 (1927).
[161]
I. Noel Hume, 1775: Another Part of the
Field 135-37 (1966).
[162]
Id. at 239.
[163]
At Guilford Courthouse, for instance, Virginia and North Carolina
militia broke and ran before sustaining a single casualty. The
American commander noted: "They had the most advantageous
position I ever saw, and left it without making scarcely the
shadow of opposition." B. Davis, The
Cowpens-Guilford Courthouse Campaign 155-56 (1962).
[164]
Washington complained of the militia that they "come in you
cannot tell how, go you cannot tell when, and act you cannot tell
where, consume your provisions, exhaust your stores, and leave you
at last at a critical moment." J.
Palmer, Washington, Lincoln, Wilson: Three War Statesmen 26
(1930).
[165]
One historian has noted that the militia's activities in the early
days of the war "were absolutely essential to the launching
and continuation of the revolution as war ... from a military
point of view, these months were quite likely the most important
period of the revolution. If one result of this militia-backed
takeover was that the loyalists were to remain permanently on the
defensive, surely another consequence was that virtually
everywhere British armies landed they encountered a hostile
environment." Higginbotham, The American Militia: A
Traditional Institution with Revolutionary Responsibilities,
in Reconsiderations on the Revolutionary War
95 (1978). See also J. Shy,
A People Numerous and Armed 23-33 (1976); Shy,
A New Look at the Colonial Militia, 20 Wm
& Mary Q. 175-85 (1963).
[166]
"Failure to control a large enough area from which food and
other essential requirements could be obtained meant that enormous
effort had to be diverted into supplying the British forces ...
and by 1782 the war must have ground to a halt in any event, for
the country's shipping resources were stretched beyond the
limit." I. Christie, Crisis of
Empire 106 (1966). See also E.
Dupuy, G. Hammerman & G. Hayes, The American Revolution: a
Global War (1977).
[167]
1 Gordon, The History of the Rise,
Progress and Establishment of the Independence of the United
States of America 443 (London 1788). In similar
fashion, Matthew Robinson-Morris, Baron Rokeby, argued in a 1774
pamphlet that the colonies could boast 300,000-400,000 men capable
of bearing arms: "But can they arm so many? In any country
greatly taxed ... it is not possible ... to arm the whole
people.... But these are all democratical governments, ... where
there is not the least difficulty, or jealousy about putting arms
into the hands of every man in the country." English
Defenders of American Liberties 69-70 (1972) (P. Smith ed.).
The pamphlet went through three English and seven American
editions. Id. at 46.
[168]
Suppose
our armies in every part of this continent were immediately to
disperse every man to his home, or where else he might be safe;
it is clear that you would then have no army to contend with,
yet you would be as much at a loss in that case as you are now;
you would be afraid to send your troops in parties over the
continent, either to disarm or prevent us from assembling, lest
they should not return; and while you kept them together, having
no army of ours to dispute with, you could not call it a
conquest ....
1 The
Political Writings of Thomas Paine 94 (1837).
[169]
See supra notes 116, 128-30
and accompanying text.
[170]
See supra notes 118-20
and accompanying text.
[171]
To no small extent, the slide toward revolution was attributable
ultimately to the Tory party's ascendancy in British politics in
the year following 1760. See generally 3 M.
Rothbard, Conceived in Liberty (1976); B.
Williams, The Whig Supremacy (5th ed. 1962).
[172]
George Mason, for instance, described his view of the British
strategy to the Virginia convention on ratification of the
proposed Constitution as having been "to disarm the people;
that was the best and most effectual way to enslave them." 3
J. Elliot, Debates in the Several State
Conventions 380 (2d ed. 1836).
[173]
See generally J.T. Main, The
Sovereign States 1775-1783 (1973).
[174]
See Comment, Constitutional Limitations on
Firearms Regulation, 1969 Duke L.J.
773, 796-97. Cf. Hardy & Stompoly, supra
note 1, at 68-69.
[175]
Less than a month passed between the appointment of a committee to
draft the Declaration and its final passage; during this time,
both committee and convention were also preparing a constitution,
which was finalized two weeks later. 1 B.
Schwartz, The Bill of Rights: A Documentary History 231
(1971).
[176]
1 Papers of Thomas Jefferson 344
(J. Boyd ed. 1950).
[177]
7 F. Thorpe, The Federal and State
Constitutions 3814 (1909).
[178]
Id.
[179]
Id. at 262.
[180]
5 F. Thorpe, supra note 177,
at 3082-83. A 1790 revision of the Pennsylvania
Constitution stressed still further the individual nature of the
right. As initially drafted, the right to bear arms was separated
from provisions on standing armies and instead grouped with rights
of petition and assembly: "[T]he right of the citizens to
bear arms in defense of themselves and the State, and to assemble
peaceably together, and apply, in a decent manner, to those
invested with the powers of government, for redress of grievances
or other proper purposes, shall not be questioned." Minutes
of the Convention of the commonwealth of Pennsylvania, which
Commenced at Philadelphia, on Tuesday the twenty-fourth Day of
November, in the Year of Our Lord One Thousand Seven Hundred and
Eighty-Nine, at 46 (1789). The final version separated
the right to arms into its own section (21), retaining the
provision that it "shall not be questioned." 5 F.
Thorpe, supra note 177, at
3101.
[181]
5 F. Thorpe, supra note 177,
at 3091.
[182]
Halbrook, The Right to Bear Arms in the First State Bills
of Rights: Pennsylvania, North Carolina, Vermont and Massachusetts,
10 Vermont L. Rev. 255,
270
(1985) (citing Pa. Evening Post, November 5, 1776). The
anonymous author of the Evening Post article certainly had
a detailed knowledge of the game laws. See supra
notes 81-83, 90-91 and
accompanying text. Although the game
laws had long required proof that a gun had been used in poaching
before it could be seized or the owner punished, similar
complaints were voiced in England at the time. When landowners
formed an "Association" to crack down on poaching, one
response was that "The inhibition of bearing Arms has ever
been deemed, through all the Nations of the World, the most
flagitous Characteristic of abject Slavery!"; Lord Malmesbury
complained that "You could not go into the city but you heard
the lord mayor pronounce a condemnation of the game laws." P.
Muncsche, supra note 82, at
113-14.
[183]
See Halbrook, supra note 182,
at 290-91.
[184]
6 F. Thorpe, supra note 177,
at 3739.
[185]
5 id. at 2788; 3 id. at 1892.
[186]
3 id. at 1889.
[187]
The Popular Sources of Political
Authority: Documents on the Massachusetts Convention of 1780,
at 624 (O. & M. Handlin eds. 1966).
[188]
A right to bear, or to keep and bear, arms for defense of self or
the state was recognized in Kentucky in 1792, in Indiana in 1816,
in Connecticut in 1818, and in Missouri in 1820. See F.
Thorpe, supra note 177, at
538, 1059, 1275, 2163. The Senate rejected a proposal to
add "for the common defense" to what became the Second
Amendment. See infra note 253
and accompanying text.
[189]
See 2 M. Farrand, The Records of
the Federal Convention of 1787, at 330-31 (7th ed. 1963).
[190]
See U.S. Const.
art. I, § 8.
[191]
Id. at § 10.
[192]
See supra notes 85-87 and
accompanying text.
[193]
See B. Bailyn, supra
note 116, at 194-6 (1967).
[194]
C. Rossiter, supra note 55,
at 185.
[195]
See J. Madison, Notes of Debates
in the Federal Convention 640 (E. Koch ed. 1966); F.
McDonald & E. McDonald, Confederation and Constitution
190 (1968).
[196]
1 A.E. Howard, Commentaries on the
Constitution of Virginia 40-41 (1974).
[197]
12 Papers of Thomas Jefferson 558
(J. Boyd ed. 1950).
[198]
See A.E. Howard, supra
note 196, at 40.
[199]
N. Webster, An Examination into
the Leading Principles of the Federal Constitution Proposed by the
Late Convention Held At Philadelphia 43 (1787).
[200]
2 Debates in the Several State
Conventions on the Adoption of the Federal Constitution 97
(J. Elliot ed. 1888) [hereinafter cited as Debates].
[201]
The Federalist No. 46, at 300 (J.
Madison) (Mentor ed. 1961).
[202]
The Federalist No. 26, at 173 (J.
Madison) (Mentor ed. 1961).
[203]
The Federalist No. 46, at 299 (J.
Madison) (Mentor ed. 1961).
[204]
See generally L. Cress, Citizens
in Arms 78-92 (1982); J.
Mahon, The American Militia, Decade of Decision 1789-1800,
at 6-8 (1960).
[205]
3 The Documentary History of the
Ratification of the Constitution 378 (M. Jensen ed. 1976).
[206]
2 id. at 509.
[207]
See P. Smith, The Constitution: A
Documentary and Narrative History 236 (1978).
[208]
Letters from the Federal Farmer to the
Republican (W. Bennett ed. 1978) [hereinafter cited
as Letters]. The "Federal" in
the title comes from the period when the group today known as the
"Anti-Federalists"--those who opposed the proposed
constitution--considered themselves the true federalists, and
their opponents nationalists. See J.
Goebel, History of the Supreme Court of the United States
287 (1971).
The supporters of the
national government eventually appropriated the mantle of
Federalism. The Letters saw exceptionally wide
distribution. During the New York debates, for instance, a
front-page newspaper advertisement proclaimed their availability
at five booksellers' shops in New York City. See N.Y.
Journal & Daily Advertiser, July 26, 1788, at 1, col. 3.
The Letters went through four editions, with several
thousand copies being distributed in critical states. See Pamphlets
on the Constitution of the United States 290 (P. Ford ed.
1971).
[209]
Letters, supra note 208,
at 21-22.
[210]
Id. at 124.
[211]
Id. at 22.
[212]
The Federalist No. 46, at 299 (J.
Madison) (Mentor ed. 1961).
[213]
N.Y. Journal & Daily Advertiser, April 21, 1788, at 2
col. 2. The article is described as being "from the Wilmington
Centinel," suggesting that it was circulated in other
states as well, and was probably being circulated by
Anti-Federalists throughout the States.
[214]
See supra notes 180, 186
and accompanying text.
[215]
Debates and Other Proceedings of the
Convention of Virginia ... Taken in Shorthand by David Robertson
of Petersburg 272, 274, 275 (Richmond 2d ed. 1805)
[hereinafter cited as Debates and other
Proceedings].
[216]
Id. at 270.
[217]
2 The Documentary History of the
Ratification of the Constitution, supra note 205,
at 597-98.
[218]
As if to make their stress upon individual armsbearing still
clearer, the Pennsylvania minority also proposed recognition of a
constitutional right to hunt and fish on federal lands. Id.
This unusual request is probably traceable to inclusion of similar
right in the Pennsylvania Constitution, as a protection against
British-style Hunting Acts and resulting arms seizures. See
supra notes 181 & 182.
[219]
See E. Dumbauld, The Bill of
Rights and What It Means Today 11 (1957).
[220]
See 1 I. Brant, James Madison,
Father of the Constitution 1787-1800, at 264-65 (1950).
[221]
Debates and Proceedings in the Convention
of the Commonwealth of Massachusetts 86-87 (Boston, Peirce
& Hale eds. 1856). See also P.
Lewis, The Grand Incendiary 361 (1973); 2 B.
Schwartz, The Bill of Rights: A Documentary History 675
(1971).
[222]
H.R. Doc. No. 398, 69th Cong., 1st
Sess. 1026 (1927). See also J.
Walker, Birth of the Federal Constitution: A History of the New
Hampshire Convention 51 (1888).
[223]
H.R. Doc. No. 398, supra
note 222, at 1030.
[224]
Id. at 1035.
[225]
See id. at 1047.
[226]
See 2 B. Schwartz, supra
note 221, at 1167 (1971). Among the
eight states requesting a bill of rights, freedom of the press and
freedom against unreasonable searches also mustered five
endorsements; freedom of assembly, due process, and protection
against cruel and unusual punishments claimed four each. See
id.
[227]
C. Rossiter, supra note 55,
at 107.
[228]
11 Papers of James Madison 297 (R.
Ruthland & C. Hobson eds. 1977).
[229]
Id.; 12 id. at 258.
[230]
It is vital to distinguish between what the Framers saw as
"law" and their "rights" and what can be found
in the British statutes and case law of the period. The latter
might state a minimum standard of the abstract rights the
colonists and later Americans felt they possessed, but they
certainly did not state the outer limits of their perception of
rights. To cite but a few examples, freedom from an establishment
of religion has hardly been a key point of British law. Freedom of
expression fared little better. Until 1695, British statutes
required a government license to publish a book on politics,
religion or philosophy; well into the last century, it was illegal
to publish anything relating to the proceedings of Parliament, or
a biography of a member of Parliament, without consent. See
5 Lord Campbell, Lives of the Lord Chief
Justices 26 (7th ed. 1888). As late as 1762, the
author of a legal text was threatened with prosecution for having
criticized judicial rulings of the House of Lords in a book
published without the Lords' consent. See id. Yet it seems
clear that when the Framers spoke of "the right" to
freedoms of religion, speech and expression, they hardly had in
mind the constricted versions allowed by English case law and
statute.
[231]
See 12 Papers of James Madison,
supra note 228, at 58. Fisher
Ames, an opponent of Madison, during the debate on the Bill of
Rights wrote to a friend that Madison "has hunted up all the
grievances and complaints of newspapers, all the articles of
conventions, and the small talk of their debates." 1 Works
of Fisher Ames 53 (S. Ames ed. 1859, reprinted 1969).
[232]
1 Works of Fisher Ames, supra
note 231, at 219. Likewise, he wrote
to Jefferson that "everything of a controvertable nature
which might endanger the concurrence of two thirds of each house
and three quarters of the states, was studiously avoided." Id.
at 272.
[233]
See 3 F. Thorpe, supra
note 177, at 1889-90; 4 Id.
at 2454.
[234]
11 Papers of James Madison 297 (R.
Ruthland & C. Hobson eds. 1977). Madison's concerns
were well-founded. During the House debates on the Bill of Rights,
the members objected that what became the First Amendment
"might be thought to have a tendency to abolish religion
altogether," or would be "extremely hurtful to the cause
of religion." 1 Annals of Congress
730 (J. Gales ed. 1789).
[235]
See 13 Papers of Thomas Jefferson
442 (J. Boyd ed. 1959); N.
Schnachner, Alexander Hamilton 413-18 (1961).
[236]
See Caplan, Restoring the Balance: The Second
Amendment Revisited, 5 Fordham Urb. L.J.
31, 38
(1976); Dowlut, The Right to Arms: Does the
Constitution or the Predilection of Judges Reign?, 36 Okla.
L. Rev. 65,
77-79
(1983). This count reflects Samuel Adams's proposal and
Rhode Island's rejection; Schwartz, omitting these, puts the count
at five states. See supra note 226
and accompanying text. By either
count the right to bear arms clearly emerges as one of the major
constitutional concerns of the American people in the years
1787-1791.
[237]
The American Rifleman, July 1981,
at 22-24.
[238]
R. Ketcham, James Madison: A Biography
640 (1971).
[239]
9 Writings of Thomas Jefferson 341
(1903); 8 Papers of Thomas
Jefferson 407 (J. Boyd ed. 1953).
[240]
J. Barlow, Advice to the Privileged
Orders in the Several States of Europe 46-47 (London 1792,
reprinted 1956).
[241]
12 Papers of James Madison, supra
note 228, at 201.
[242]
Id. at 193.
[243]
Id. at 193-94. These notes were used as the
framework for Madison's second speech on 8 June in the House of
Representatives. Unfortunately, either Madison trimmed the speech
when delivered to omit the discussion of general warrants, habeus
corpus, civil jury trial, and keeping of arms, or (what is more
likely) the compilers of the Annals of Congress omitted
this portion of his speech. 1 Annals of
Congress 436 (J. Gales ed. 1789). The author's
examination of the original notes, now in the Library of Congress,
shows the reason for their brevity and organization. They are
written in a cramped hand upon a scrap of paper approximately two
and a half by five inches. They appear intended for actual use
during the speech rather than as a mere draft or outline. It is
not improbable that Madison's speech was reproduced in the Annals
only in abridged form. The Annals are not a verbatim
transcript of House debates, but were compiled, after the fact,
from newspaper accounts of each day's debate. 2 B.
Schwartz, supra note 175, at
984.
[244]
Particularly interesting on this point is the debate found in 1
Annals of Congress 707-08 (J. Gales ed.
1789), where Sherman protests that "we ought not to
interweave our propositions into the work itself, because that
will be destructive of the whole fabric," and Madison replies
that "there is a neatness and propriety in incorporating the
amendments into the constitution itself." Others, apparently
under the impression that Madison proposed to have the amendments
physically interlineated on the original document, urged that this
document be instead preserved as a monument to its drafters.
[245]
Id. at 201. The Committee of Eleven, to whom
the proposal was originally referred, kept the same organization. See
5 Documentary History of the Constitution
of the United States of America 186-87 (1905).
[246]
The Federal Gazette & Philadelphia Evening Post, June
18, 1789 at 2, col. 1. Students of the Bill of Rights are
indebted to Stephen Halbrook, of Fairfax, Virginia, for the
discovery of this invaluable contemporary commentary.
[247]
1 Debates, supra note 200,
at 177.
[248]
12 Papers of James Madison, supra
note 228, at 239-41:
I
observe you have brought forward the amendments you proposed to
the federal Constitution. I have given them a very careful
perusal .... It has appeared to me that a few well tempered
observations on these propositions might have a good effect. I
have therefore ... thrown together a few remarks upon the first
part of the Resolutions. I shall endeavor to pursue them in one
or two more short papers. It may perhaps be of use in the
present turn of the public opinion in New York state that they
should be republished here. It is in the Fed. Gazette of 18th
instant.
[249]
Id. at 257.
[250]
The Philadelphia Independent Gazetteer, Aug. 20, 1789, at 2,
col. 2.
[251]
1 Annals of Congress 749 (J. Gales
ed. 1789).
[252]
See id. at 731-39, 750-52. The argument
against the conscientious objection clause was that Congress might
define it so broadly as to permit almost everyone to evade militia
service, then use the inadequacy of enrollment as an excuse to
raise a standing army.
[253]
"On motion to amend article the fifth, by inserting these
words: 'for the common defense' next to the words 'to bear arms':
it passed in the negative." Journal
of the First Session of the Senate 77 (1820). The
significance of this proposed qualifier was realized at the time. See
supra notes 187 & 188 and
accompanying text.
[254]
See M. Tyler, Patrick Henry
137 (1887).
[255]
See M. Coleman, St. George Tucker:
Citizen of No Mean City 53-59 (1938).
[256]
See id. at 124, 182.
[257]
T. Jefferson, Papers, reel 19, at
207 (Library of Congress microfilm ed.) (letter from Thomas
Jefferson to St. George Tucker, Sept. 10, 1793).
[258]
See M. Coleman, supra
note 255, at 87.
[259]
See id. at 35, 61, 113-14.
[260]
See W. Bryson, Legal Education in
Virginia 682 (1982).
[261]
Id. at 26. It was widely relied upon by the
Supreme Court--most notably in Gibbons v. Ogden--and lower
courts. See E. Bauer, Commentaries
on the Constitution 1790-1960, at 346 (1965).
[262]
2 W. Blackstone's Commentaries, With
Notes of Reference to the Constitution and Laws 143, n.40
(St. George Tucker ed. 1803) [hereinafter cited as W.
Blackstone's Commentaries]. Tucker's citation of "Art.
4" reflects the Second Amendment's original position as the
fourth of twelve amendments proposed by Congress, the first two of
which were not ratified. See Encyclopedia
of American History 145-46 (R. Morris ed. 1976).
[263]
1 W. Blackstone's Commentaries, supra
note 262, at 300. Tucker's claims
that the hunting laws had disarmed most Englishmen are incorrect.
As noted above, this had been a part of their original intent, but
the 1692 amendments removed firearms from the list of contraband. See
supra note 101 and accompanying
text. Nonetheless, the English
hunting statutes of the period were among the most confusing
segments of statutory law.
Between
1671 and 1831, Parliament passed no fewer than two dozen acts
designed to regulate the hunting of game. Since Parliament was
reluctant to repeal these even when they were superceded and
since the laws were often poorly worded in the first place, the
game laws soon became a legal thicket .... When, for example,
Sir William Ashurst of the Court of King's Bench was asked in
1782 [to interpret the Game Acts] he could only reply that
"the act, as it stands, is nonsense."
P.
Munsche, Gentlemen and Poachers: The English Game Laws 9
(1981). The present author, whose duties include
interpretation and application of federal game acts of the current
day, is in full sympathy.
[264]
See D. Brown, Eulogium upon
William Rawle 8-9 (Philadelphia 1837).
[265]
He was then Secretary of the Library Company, and signed the
letters inviting each delegate to use their facilities; moreover,
he was a friend of Ben Franklin and a member of his "Society
for Political Inquiries," where he probably first met
Washington. See E. Bauer, supra
note 261, at 61.
[266]
See id. at 15; Memoirs
of the Historical Society of Pennsylvania 55 (1840).
[267]
See E. Bauer, supra
note 261, at 61.
[268]
D. Brown, supra note 264,
at 38.
[269]
W. Rawle, A View of the Constitution
125 (Philadelphia, 2d ed. 1829).
[270]
Id. at 126.
[271]
3 J. Story, Commentaries on the
Constitution of the United States 746 (Boston, Philadelphia
1833).
[272]
T. Cooley, General Principles of
Constitutional Law in the United States of America 298-99
(3d ed. 1898).
[273]
The same opinion was shared by contemporary popular commentaries
on the American system. Prominent among these were John Taylor,
Timothy Dwight, and Joel Barlow. Taylor was a Revolutionary War
veteran and boyhood friend of both Jefferson and Madison, at whose
request he introduced the Virginia portion of the Virginia and
Kentucky Resolutions. Jefferson thought his work "the most
effective retraction of our government to its original principles
which has ever yet been sent by heaven to our aid." R.
Shalhope, John Taylor of Caroline 21-23 (1980). See
also J. Taylor, An Inquiry into the
Principles and Policy of the Government of the United States
21 (Fredericksburg, Va. 1814, reprinted 1950). Taylor's
critique stressed citizen armament as the only way to tolerate
that necessary evil, the standing army:
Arms can
only be controlled by arms. An Armed nation only can keep up an
army, and also maintain its liberty .... An armed nation only
can protect its government against an army. Unarmed, and without
an army, a nation invites invasion. Unarmed, and with an army,
it invites usurpation. All nations lose their liberties by
invasion or usurpation.
Id.
at 178, 180.
Barlow, another Revolutionary
War veteran, boasted of American laws "not only permitting
every man to arm, but obliging him to arm," adding that
"so long as they have nothing to revenge in the government
(which they cannot have while it is in their own hands) there are
many advantages in their being accustomed to the use of arms, and
no possible disadvantage.... Only admit the original, unalterable
truth, that all men are equal in their rights," Barlow
argued, "and the foundation of every thing is laid .... The
first necessary deduction will be that the people will form an
equal representative government .... Another deduction follows,
that the people will be universally armed; they will assume those
weapons for security which the art of war has invented for
destruction." J. Barlow, Advice
to the Privileged Orders in the Several States of Europe, supra
note 240, at 16-17, 46.
Dwight, writing for a
predominantly British readership, explained that "to trust
arms in the hands of the people at large has, in Europe been
believed ... to be an experiment fraught with danger. Here by a
long trial it has been proved to be perfectly harmless." 1
T. Dwight, Travels in New England and New York
xiv (New Haven 1823). See generally Shalhope, The
Ideological Origins of the Second Amendment, 69 J. Am.
Hist. 599
(1982).
[274]
See City of Salina v. Blaksley, 72 Kan.
230, 83 P. 619 (1905).
[275]
For that matter, even today, "collective rights" claims
are strangers to the remainder of the Bill of Rights: The author
has encountered only one use of the collective approach outside
the Second Amendment--and in that case the analysis was proposed
in order to broaden the right involved. See Doernberg,
"The Right of the People": Reconciling Collective and
Individual Interests under the Fourth Amendment, 58 N.Y.U.
L. Rev. 259 (1983).
[276]
Bliss v. Commonwealth, 12 Ky. (2 Litt.) 90
(1822).
[277]
State v. Chandler, 5 La. Ann. 489,
52 Am. Dec. 599 (1850). ("It interferes with no man's
right to carry arms [to use its words] 'in full open view,' which
places men upon an equality. This is a right guaranteed by the
Constitution of the United States ...."); State
v. Reid, 1 Ala. 612
(1840).
[278]
See State v. Mitchell, 3 Black. 229
(Ind. 1833) (per curiam); State v. Buzzard,
4 Ark. 18
(1842); Aymette v. State, 21 Tenn. (2 Hum.)
154,
159-60
(1840).
[279]
State v. Reid, 1 Ala. 612,
619
(1840).
[280]
Aymette v. State, 21 Tenn. (2 Hum.) 154,
159-60
(1840).
[281]
Digest of the Statute Laws of the State
of Georgia in Effect Prior to the Session of the General Assembly
of 1851, at 818 (1851).
[282]
Nunn v. State, 1 Ga. 243
(1846).
[283]
"I am inclined to the opinion, that the article in question
does extend to all judicial tribunals .... The provision is
general in its nature and unrestricted in its terms .... Every
article which is not confined by the subject matter to the
national government [is] equally applicable to the states." Id.
at 250-51.
While the Nunn court was undoubtedly wrong in terms of the
law at the time--the United States Supreme Court had long before
declared the federal Bill of Rights to bind only the federal
government (See Baron v. City of Baltimore,
32 U.S. (7 Pet.) 243 (1833))--it was remarkably prescient.
It designated certain rights other than the Second
Amendment--assembly, search and seizure, confrontation, public
trial, trial by jury, assistance of counsel--as rights "as
perfect under the state as under the national legislature, and
[which] cannot be violated by either." Nunn
v. State, 1 Ga. at 251.
The list contains most of the portions of the Bill of Rights that
were held, over a century later, to be binding on the States via
the Due Process Clause of the Fourteenth Amendment, and omits
those--grand jury indictment, for instance--that have not so been
held.
[284]
Nunn v. State, 1 Ga. at 251.
[285]
Dred Scott v. Sandford, 60 U.S. (19 How.) 393
(1857).
[286]
Id. at 416-17.
[287]
Act of Dec. 1, 1869, ch. 22, § 2 , 1869 Tenn.
Pub. Acts 23-24.
[288]
Tenn. Const. of 1870,
art. I, § 26.
[289]
Act of June 11th, 1870, ch. 13 § 1, 1870 Tenn.
Pub. Acts 28.
[290]
Andrews v. State, 50 Tenn. (3 Heisk.) 165, 178-79, 182
(1871).
[291]
Act of April 12, 1871, ch. 34, § 1, 1871 Tex.
Gen. Laws 25.
[292]
35 Tex. 473,
475
(1872).
[293]
Id. at 476.
[294]
Act of Feb. 16, 1875, § 1, 1874-75 Ark. Laws 155.
[295]
Fife v. State, 31 Ark. 455,
458
(1876).
[296]
Id. at 460
(quoting Andrews v. State, 50 Tenn. (3 Heisk.) at 179).
[297]
31 Ark. at 460-61.
[298]
Id. at 461.
[299]
Wilson v. State, 33 Ark. 557
(1878).
[300]
See, e.g., Dabbs v. State, 39 Ark.
353, 357 (1882); cf. State v.
Rosenthal, 75 Vt. 295, 55 A. 610 (1903); State
v. Wilforth, 74 Mo. 528, 530 (1881) and cases cited
therein. See generally Note, The Right to Keep and
Bear Arms for Private and Public Defense, 1 Cent.
L.J. 260-61, 273-275, 285-87, 295-96 (1874).
[301]
72 Kan. 230, 83 P. 619 (1905).
[302]
Taking the individual rights view are, for example: State
v. Kessler, 289 Ore. 359, 614 P.2d 94 (1980); City
of Lakewood v. Pillow, 180 Colo. 20, 501 P.2d 744 (1972); People
v. Liss, 406 Ill. 419, 94 N.E.2d 320 (1950); In
re Brickey, 8 Ida. 597, 70 P.609 (1902). Taking the
collective right view are: Eckert v. Philadelphia,
477 F.2d 610 (3d Cir. 1942) (per curiam); Cases
v. United States, 131 F.2d 916
(1st Cir. 1942), cert. denied, 319 U.S. 770 (1943); United
States v. Tot, 131 F.2d 261
(3d Cir. 1942), rev'd, 319 U.S. 463 (1943).
[303]
307 U.S. 174
(1939); See National Firearms Act of
1934, 48 Stat. 1237 (codified at 26 U.S.C. §§ 5801-5872 (1982)).
Technically, the Act did not apply to shotguns or rifles with
sawed-off barrels, but rather with those whose barrels or overall
size fell below certain limits. Because shotgun barrels tend to be
rather long, most shotguns with barrels below the limit had in
fact been sawed down, and the term "sawed off shotgun"
came into wide use to describe the firearms subject to the law.
[304]
Miller, 307 U.S. at 178.
[305]
Id. at 179.
[306]
Id. at 178.
[307]
Aymette v. State, 21 Tenn. (2 Humph.) 154
(1840). See generally Caplan, Restoring the
Balance: The Second Amendment Revisited, 5 Fordham
Urb. L.J. 31
(1976).
[308]
Madison wrote to Tench Coxe that one of his objects in drafting
was "avoiding all controvertible points which might endanger
the assent of 2/3 of each branch of Congs. and 3/4 of the State
Legislatures." 12 Papers of James
Madison, supra note 228, at
257. He gave a similar explanation to Jefferson. Id.
at 272. Jefferson observed more succinctly that "half
a loaf is better than no bread. If we cannot secure all our
rights, let us secure what we can." 5 Documentary
History of the Constitution of the United States of America
162 (1905).
[309]
Byars v. United States, 273 U.S. 28, 32 (1927);
Fairbank v. United States, 181 U.S. 283, 289
(1901); cf. Kansas v. Colorado, 206
U.S. 46, 91(1907).
[310]
See Weatherup, Standing Armies and Armed Citizens:
An Historical Analysis of the Second Amendment, 2 Hast.
Const. L. Q. 961
(1975).
[311]
J. Hill, supra note 44,
at 26-27. The Oxford English Dictionary notes the use of
"milicia" for a citizen army as early as 1590, although
by the mid-Seventeenth Century "militia" had parallel
and general meanings relating to the act of war, to military
service, or to military forces. 6 The
Oxford English Dictionary 439 (1933).
[312]
See supra notes 199-203
and accompanying text.
[313]
See supra notes 205
& 209 and accompanying text.
Similar arguments were advanced by English Whigs following the 1757
Militia Act, 30 Geo. 2, ch. 2 (1757), under which only
about 32,000 men were to be enrolled. See C.
Barnett, Britain's Army 174 (1970). The Lord Mayor
of London, for instance, told the Commons that the militia
"could no longer be deemed a constitutional defense, under
the immediate control and direction of the people; for by that
bill they were rendered a standing army for all intents and
purposes." 1 The North British
Intelligencer 20 (1776).
[314]
See id.; 10 U.S.C. § 311(a) (1982).
[315]
See, e.g., Ariz.
Const., art. 16, § 1.
[316]
See, e.g., Mass.
Const. of 1780, art. xvii; N.C.
Const. of 1776, Declaration of Rights, § 17; Pa.
Const. of 1776, Declaration of Rights, § 13; R.I.
Const. of 1776, art. I, § 22. Other states,
admitted in the decades after adoption of the federal Bill of
Rights, placed similar provisions in their bills of rights. See
e.g., Ala. Const. of
1819, art. I, § 23; Ark.
Const. of 1836, art. II, § 21.
[317]
See Hardy & Stompoly, Of Arms and the Law,
51 Chi-Kent L. Rev. 62, 75 (1974).
[318]
See U.S. Const.,
art. I, § 8.
[319]
29 Op. Att'y Gen. 322 (1912).
[320]
Selective Draft Law Cases, 245 U.S. 366 (1918).
See also Cox v. Wood, 247 U.S. 3 (1918).
[321]
Weiner, The Militia Clause of the Constitution, 54 Harv.
L. Rev. 181, 204-05 (1940).
[322]
H.R. Rep. No. 141, 73d Cong., 1st
Sess. 2 (1933).
[323]
Act of June 4, 1920, § 1, 41 Stat. 759.
[324]
Act of June 15, 1933, 48 Stat. 153.
[325]
Weiner, supra note 321, at 208
(emphasis supplied).
[326]
See id.
[327]
See 86 Cong. Rec. 9914
(Aug. 6, 1940):
The
militia of the United States are citizens between certain ages
capable of performing military service. That is the militia of
the United States. It consists of all citizens of that type ....
The National Guard of the States and Territories are
organizations composed of these militiamen, members of the
unorganized militia, who voluntarily have enlisted in specific
organizations ....
See
also id. at 10056:
For
peacetime purposes the Army of the United States is composed of
"the Regular Army, the National Guard, the Organized
Reserves" .... The militia of the United States, which, of
course is divided, as has been said over and over again, into
the unorganized militia, composed of men between certain ages
and with certain other qualifications, the Organized Militia,
and the National Guard of the United States. Often they comprise
the same component units, but not necessarily so. Congress has
drawn the distinction.
[328]
Subcomm. on the Constitution of the Sen.
Judiciary Comm., 97th Cong., 2d Sess., The Right to Keep and Bear
Arms, 11
(Comm. Print 1982).
Nor can reliance be placed
upon the qualifier "well-regulated," which was inserted
before the word "militia" in the Second Amendment. The
use of such qualifiers is almost as old as the term
"militia" itself. Beginning in 1623, Charles I began
pressing for an "exact militia," by providing extensive
training for all militiamen. See L.
Boynton, The Elizabethan Militia 237-38 (1967).
While today "regulated" is most often taken as
synonymous with "government-controlled," its earlier
meaning in connection with military troops was "properly
disciplined." 2 Compact Edition,
Oxford English Dictionary 2473 (1971). There is
little question that, to the Framers, creation of a
"well-regulated militia" did not mean establishment of a
small, government-controlled one, but rather involved furnishing
training to the citizenry at large. Thus, in 1775, George Mason,
later a member of the Constitutional Convention, drafted a compact
whereby "all the able-bodied freemen from eighteen to fifty
years of age" were to be embodied in the militia because he
was "thoroughly convinced that a well-regulated militia,
composed of the Gentlemen, Freeholders and other Freemen, is the
natural strength ... of a free Government." 1 Papers
of George Mason 215-26 (1970). Indeed, some in the
House of Representatives objected to, and the Senate removed, a
conscientious objector clause from the Second Amendment for fear
that
this
clause would give an opportunity to the people in power to
destroy the Constitution itself. They can declare who are those
religiously scrupulous, and prevent them from bearing arms ...
if we give them a discretionary duty to exclude those from
militia duty who have religious scruples, we might as well make
no provision on this head.
1 Annals
of Congress 749-50 (J. Gales ed. 1789). The First
Congress thus meant the "well-regulated" militia as
beyond Congressional definition and restriction. See also 2
Annals of Congress 1853, 1869 (1790).
[329]
1 Annals of Congress 732-38 (J.
Gales ed. 1789).
[330]
United States v. Cruikshank, 92 U.S. 542,
552-53
(1876) (dismissing a Civil Rights Act prosecution for
failure to allege that the meeting of free blacks, disrupted by
defendants acting under color of law, was being held for the
purpose of petitioning the government). Cruikshank has
never been expressly overruled; the Court has simply ignored its
ruling in taking clearly contrary positions. See generally 2
B. Schwartz, A Commentary on the Constitution
of the United States: Rights of the Person 780-81 (1968).
[331]
See Aptheker v. Secretary of State, 378
U.S. 500 (1964); Wallace v. Brewer, 315 F.
Supp. 431, 443 (M.D. Ala. 1970); Communist
Party v. Subversive Activities Control Bd., 367 U.S. 1, 97 (1961).
[332]
See Comment, Constitutional Limitation on Firearms
Regulation, 1969 Duke L.J. 773,
796-97.
[333]
The Ninth Amendment has never secured much support or use by the
Supreme Court, but its recognition of individual as against state
rights does not seem to be questioned by that Court or any other.
Justice Goldberg's concurrence in Griswold v. Connecticut
was based in part upon the Ninth Amendment, 381
U.S. 479, 487-93 (1965), and the majority in Roe v. Wade
mentioned with approval the district court's use of the Amendment,
while resting its decision solely upon the Fourteenth Amendment. 410
U.S. 113, 153 (1973).
[334]
This phrase formed the pivot of the famed Webster-Calhoun debates.
See 4 Debates, supra
note 200, at 506, 510, 528.
[335]
See Kates, Handgun Prohibition and the Original
Meaning of the Second Amendment, 82 Mich.
L. Rev. 204,
267
(1983). Kates has since substantially modified this
position. See Kates, The Second Amendment: A
Dialogue, 49 Law & Contemp. Probs.
143, 149
(1983).
[336]
For example, John Adams maintained that the principles of good
government could be found in but eight writers, including
Harrington. See B. Bailyn, The
Ideological Origins of the American Revolution, supra
note 116, at 45.
[337]
See Pocock, supra note 120,
at 553-54.
[338]
S. Johnson, A Dictionary of the English
Language (unpaginated) (1755); see also Dowlut,
supra note 236, at 77
n.54.
[339]
See supra notes 180
& 184, and accompanying text.
[340]
See authorities cited in notes 217
& 218 supra.
[341]
See 2 The Documentary History of
the Ratification of the Constitution, supra note 205,
at 597-98.
[342]
See authority cited in note 253,
supra.
[343]
G. Neumann, The History of Arms of the
American Revolution 150-51 (1967). As early as 1622,
a shipment of "300 short pistols with fire locks" had
been sent to Jamestown colony. See H.
Gill, The Gunsmith in Colonial Virginia 3 (1974).
[344]
See supra note 270 and
accompanying text.
[345]
See id; 2 J. Bishop, Commentaries
on the Criminal Law § 124 (Boston 1865); Nunn
v. State, 1 Ga. 243,
250
(1846) ("The language of the second amendment is broad
enough to embrace both Federal and state government--nor is there
anything in its terms which restricts its meaning.").
[346]
D. Ginsburg, Regulation of Broadcasting:
Law and Policy 29 (1979).
[347]
Red Lion Broadcasting v. FCC, 395 U.S. 367, 375
(1969). See also FCC v. Pacifica
Foundation 438 U.S. 726 (1978).
[348]
The breadth of this regulation is easily underestimated. Although
the electromagnetic spectrum usable for broadcasting extends from
about 50 kilohertz almost to infinity (some forms of transmissions
today exceed two million hertz), only the tiny 550-1600 kilohertz
segment is available for public AM radio; the shortwave spectrum,
twenty-five times as wide, may not be licensed for domestic public
broadcasting; licensed shortwave amateurs may not make true
broadcasts but must speak only to specific persons. In contrast,
in order to permit clearer transmission of music, FM radio
stations are allotted 15 kilohertz "slots" whereas AM
can be adequately transmitted in 5 kilohertz allocations and
single-sideband in 2.5 kilohertz. Moreover, large separations
between broadcast-band AM stations are retained, largely to permit
production of cheaper, less precisely filtered receivers. The
notion that Congress makes no laws, or only laws aimed at a
"clear and present danger" with regard to the technical
aspects of radio expression is thus almost laughable.
[349]
National Broadcasting Corp. v. United States, 319
U.S. 190, 226 (1943).
[350]
Red Lion Broadcasting v. FCC, 395 U.S. 367, 387-88
(1969).
[351]
See id. at 375.
[352]
See Miami Herald Publishing Co. v. Tornillo,
418 U.S. 214 (1974). The Miami Herald Court rejected
an argument for the right of reply statute premised upon economic
concentration of the print media as a consideration unforeseen by
the Framers, although presumably a monopolization of a print
market would have the same effect as governmentally imposed
monopolization of an electronic frequency.
[353]
See Tarassuk & Wilson, Gun Collecting's
Stately Pedigree, The American Rifleman,
July 1981, at 22; Halsey, Jefferson's Beloved Guns,
The American Rifleman, November 1969, at
17.
[354]
R. Ketcham, James Madison: A Biography
640 (1971).
[355]
See Neumann, supra
note 343, at 150-51. Some travelled
more heavily armed than others: "It would not however have
been an easy matter to make him yield ... as he carried a pair of
pistols in each pocket, he would have tried these in the first
instance ...." Journal of a Lady of
Quality ... in the Years 1774 to 1776, at 196-97 (E. Walker
ed. 1922). One eyewitness to the Boston Tea Party commented
that the participants were "each armed with a hatchet or axe,
and pair [of] pistols," but that "it would puzzle any
person to purchase a pair of p[isto]ls in town, as they are all
bought up ...." American History
Told by Contemporaries 432-33 (A. Hart ed. 1926).
Colonial militia laws
frequently listed pistols among the arms that citizens were
required to keep. See 1 The
Colonial Laws of New York from the Year 1664 to the Revolution
232 (1894) (a "case of good pistolls"); 3 Laws
of Virginia From the First Session of the Legislature in the Year
1619, at 338 (1823) (a "case of pistolls well
fixt," or in repair).
[356]
See R. Frothingham, History of the
Siege of Boston 95 (1903).
[357]
See H. Peterson, Arms and Armor in
Colonial America 39 (1956).
[358]
See P. Bruce, Social Life of
Virginia in the Seventeenth Century 245 (1907, reprinted
1968). In 1728, dueling had become such a problem that the
legislature imposed twelve months' imprisonment without bail as a
minimum penalty for merely issuing a challenge to duel--twice the
imprisonment given for second-offence highway robbery. See E.
Powers, Crime and Punishment in Early Massachusetts 191
(1966).
[359]
The Journal of William Maclay 260
(C. Beard ed. 1927). Maclay's Journal is interesting
reading for the constitutional historian, for its author was truly
unbiased: He appears to detest every other member of the Senate
equally. "Butler blustered away, but in a loose and desultory
manner. King, Elsworth, Strong and Izard spouted for it,"
reads one comment. "I never heard such a scene of bestial
badney kept up in my life. Mr. Morris is certainly the greatest
blackguard in that way I ever heard open a mouth," reads
another. Id. It is unfortunate that Maclay was bedridden
during the debate over the Bill of Rights; his less than subtle
viewpoints would be an interesting counterpoint to the dry
official record.
[360]
Kovacs v. Cooper, 336 U.S. 77 (1949).
[361]
See Adderly v. Florida, 385 U.S. 39 (1966)
(county jail); Cox v. Louisiana, 379 U.S. 559
(1965) (courthouse).
[362]
See Cox v. Louisiana, 379 U.S. 536 (1965)
(striking down conviction based on demonstration near state
capitol building); Brown v. Louisiana, 383 U.S.
131 (1966) (public library).
[363]
See City of Salina v. Blaksley, 72 Kan.
230, 83 P. 619 (1905); see supra text
accompanying notes 274 & 275.
[364]
United States v. Miller, 307 U.S. 174
(1939).
|